Filed: 10/20/2022ACC: 0001606587-22-001927
📋 What this filing means
DERBEND ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 81 equity positions with a total reported market value of $125.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
81
Positions
$125.7K
Total AUM (reported)
2.81M
Total Shares
Allocation by class
COM$32.7K26.0%
APTUS DEFINED$11.6K9.2%
EQUITY PREMIUM$11.5K9.2%
APTUS COLLARED$8.7K6.9%
NASDAQ EQT PREM$7.8K6.2%
CORE MSCI TOTAL$7.6K6.1%
S&P500 EQL WGT$7.2K5.7%
Portfolio Concentration
Top 3$31.8K25.3%
4–10$43.7K34.8%
11–25$25.7K20.5%
Rest$24.4K19.4%
Top 3 weight
25.3%
Top 10 weight
60.1%
Voting Authority Distribution
Total shares with voting rights: 2.81M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.81M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole81
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings81
Rows:
ETF SER SOLUTIONS
SOLEShares456.72K
TypeSH
Market value$11.6K
9.23%
Sole
0.00
Shared
0.00
None
456.72K
J P MORGAN EXCHANGE TRADED F
SOLEShares224.55K
TypeSH
Market value$11.5K
9.16%
Sole
0.00
Shared
0.00
None
224.55K
ETF SER SOLUTIONS
SOLEShares309.71K
TypeSH
Market value$8.7K
6.93%
Sole
0.00
Shared
0.00
None
309.71K
J P MORGAN EXCHANGE TRADED F
SOLEShares187.97K
TypeSH
Market value$7.8K
6.23%
Sole
0.00
Shared
0.00
None
187.97K
ISHARES TR
SOLEShares149.57K
TypeSH
Market value$7.6K
6.06%
Sole
0.00
Shared
0.00
None
149.57K
INVESCO EXCHANGE TRADED FD T
SOLEShares56.26K
TypeSH
Market value$7.2K
5.70%
Sole
0.00
Shared
0.00
None
56.26K
ETF SER SOLUTIONS
SOLEShares183.59K
TypeSH
Market value$6.1K
4.87%
Sole
0.00
Shared
0.00
None
183.59K
APPLE INC
SOLEShares41.80K
TypeSH
Market value$5.8K
4.60%
Sole
0.00
Shared
0.00
None
41.80K
ETF SER SOLUTIONS
SOLEShares264.81K
TypeSH
Market value$4.7K
3.74%
Sole
0.00
Shared
0.00
None
264.81K
TESLA INC
SOLEShares17.04K
TypeSH
Market value$4.5K
3.60%
Sole
0.00
Shared
0.00
None
17.04K
ETF SER SOLUTIONS
SOLEShares140.59K
TypeSH
Market value$4.0K
3.18%
Sole
0.00
Shared
0.00
None
140.59K
VANGUARD INDEX FDS
SOLEShares7.87K
TypeSH
Market value$2.6K
2.06%
Sole
0.00
Shared
0.00
None
7.87K
MICROSOFT CORP
SOLEShares10.07K
TypeSH
Market value$2.3K
1.87%
Sole
0.00
Shared
0.00
None
10.07K
VANGUARD INDEX FDS
SOLEShares9.70K
TypeSH
Market value$2.1K
1.65%
Sole
0.00
Shared
0.00
None
9.70K
VISA INC
SOLEShares10.57K
TypeSH
Market value$1.9K
1.49%
Sole
0.00
Shared
0.00
None
10.57K
PAYPAL HLDGS INC
SOLEShares21.63K
TypeSH
Market value$1.9K
1.48%
Sole
0.00
Shared
0.00
None
21.63K
ISHARES TR
SOLEShares45.49K
TypeSH
Market value$1.5K
1.21%
Sole
0.00
Shared
0.00
None
45.49K
INTUITIVE SURGICAL INC
SOLEShares7.23K
TypeSH
Market value$1.4K
1.08%
Sole
0.00
Shared
0.00
None
7.23K
DIMENSIONAL ETF TRUST
SOLEShares71.22K
TypeSH
Market value$1.3K
1.05%
Sole
0.00
Shared
0.00
None
71.22K
SOUTHERN CO
SOLEShares19.02K
TypeSH
Market value$1.3K
1.03%
Sole
0.00
Shared
0.00
None
19.02K
AMAZON COM INC
SOLEShares11.24K
TypeSH
Market value$1.3K
1.01%
Sole
0.00
Shared
0.00
None
11.24K
RAYTHEON TECHNOLOGIES CORP
SOLEShares13.88K
TypeSH
Market value$1.1K
0.90%
Sole
0.00
Shared
0.00
None
13.88K
FIRST TR EXCHANGE-TRADED FD
SOLEShares18.07K
TypeSH
Market value$1.1K
0.85%
Sole
0.00
Shared
0.00
None
18.07K
GENERAL MLS INC
SOLEShares13.79K
TypeSH
Market value$1.1K
0.84%
Sole
0.00
Shared
0.00
None
13.79K
ALPHABET INC
SOLEShares9.88K
TypeSH
Market value$950.00
0.76%
Sole
0.00
Shared
0.00
None
9.88K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 456.72K | SH | $11.6K 9.23% | 0.00 | 0.00 | 456.72K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 224.55K | SH | $11.5K 9.16% | 0.00 | 0.00 | 224.55K |
ETF SER SOLUTIONSSOLE | APTUS COLLARED | 309.71K | SH | $8.7K 6.93% | 0.00 | 0.00 | 309.71K |
J P MORGAN EXCHANGE TRADED FSOLE | NASDAQ EQT PREM | 187.97K | SH | $7.8K 6.23% | 0.00 | 0.00 | 187.97K |
ISHARES TRSOLE | CORE MSCI TOTAL | 149.57K | SH | $7.6K 6.06% | 0.00 | 0.00 | 149.57K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 56.26K | SH | $7.2K 5.70% | 0.00 | 0.00 | 56.26K |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 183.59K | SH | $6.1K 4.87% | 0.00 | 0.00 | 183.59K |
APPLE INCSOLE | COM | 41.80K | SH | $5.8K 4.60% | 0.00 | 0.00 | 41.80K |
ETF SER SOLUTIONSSOLE | INTL DRAWDWN MNG | 264.81K | SH | $4.7K 3.74% | 0.00 | 0.00 | 264.81K |
TESLA INCSOLE | COM | 17.04K | SH | $4.5K 3.60% | 0.00 | 0.00 | 17.04K |
ETF SER SOLUTIONSSOLE | OPUS SML CP VL | 140.59K | SH | $4.0K 3.18% | 0.00 | 0.00 | 140.59K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.87K | SH | $2.6K 2.06% | 0.00 | 0.00 | 7.87K |
MICROSOFT CORPSOLE | COM | 10.07K | SH | $2.3K 1.87% | 0.00 | 0.00 | 10.07K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 9.70K | SH | $2.1K 1.65% | 0.00 | 0.00 | 9.70K |
VISA INCSOLE | COM CL A | 10.57K | SH | $1.9K 1.49% | 0.00 | 0.00 | 10.57K |
PAYPAL HLDGS INCSOLE | COM | 21.63K | SH | $1.9K 1.48% | 0.00 | 0.00 | 21.63K |
ISHARES TRSOLE | GLOBAL ENERG ETF | 45.49K | SH | $1.5K 1.21% | 0.00 | 0.00 | 45.49K |
INTUITIVE SURGICAL INCSOLE | COM NEW | 7.23K | SH | $1.4K 1.08% | 0.00 | 0.00 | 7.23K |
DIMENSIONAL ETF TRUSTSOLE | INTL SMALL CAP V | 71.22K | SH | $1.3K 1.05% | 0.00 | 0.00 | 71.22K |
SOUTHERN COSOLE | COM | 19.02K | SH | $1.3K 1.03% | 0.00 | 0.00 | 19.02K |
AMAZON COM INCSOLE | COM | 11.24K | SH | $1.3K 1.01% | 0.00 | 0.00 | 11.24K |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 13.88K | SH | $1.1K 0.90% | 0.00 | 0.00 | 13.88K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 18.07K | SH | $1.1K 0.85% | 0.00 | 0.00 | 18.07K |
GENERAL MLS INCSOLE | COM | 13.79K | SH | $1.1K 0.84% | 0.00 | 0.00 | 13.79K |
ALPHABET INCSOLE | CAP STK CL C | 9.88K | SH | $950.00 0.76% | 0.00 | 0.00 | 9.88K |
Page 1 of 4