Filed: 4/17/2023ACC: 0001172661-23-001707
📋 What this filing means
DERBEND ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 76 equity positions with a total reported market value of $133.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
76
Positions
$133.47M
Total AUM (reported)
2.73M
Total Shares
Allocation by class
COM$33.08M24.8%
EQUITY PREMIUM$14.25M10.7%
APTUS COLLRD INV$11.71M8.8%
APTUS DEFINED$10.13M7.6%
NASDAQ EQT PREM$9.72M7.3%
S&P500 EQL WGT$8.69M6.5%
CORE MSCI TOTAL$8.07M6.0%
Portfolio Concentration
Top 3$36.09M27.0%
4–10$48.84M36.6%
11–25$26.42M19.8%
Rest$22.13M16.6%
Top 3 weight
27.0%
Top 10 weight
63.6%
Voting Authority Distribution
Total shares with voting rights: 2.73M
Sole
Full voting authority
2.73M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole76
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings76
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares261.08K
TypeSH
Market value$14.25M
10.68%
Sole
261.08K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares387.76K
TypeSH
Market value$11.71M
8.77%
Sole
387.76K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares390.12K
TypeSH
Market value$10.13M
7.59%
Sole
390.12K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares215.67K
TypeSH
Market value$9.72M
7.29%
Sole
215.67K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares60.11K
TypeSH
Market value$8.69M
6.51%
Sole
60.11K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares130.25K
TypeSH
Market value$8.07M
6.05%
Sole
130.25K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares196.33K
TypeSH
Market value$6.79M
5.09%
Sole
196.33K
Shared
0.00
None
0.00
APPLE INC
SOLEShares40.77K
TypeSH
Market value$6.72M
5.04%
Sole
40.77K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares158.59K
TypeSH
Market value$4.94M
3.70%
Sole
158.59K
Shared
0.00
None
0.00
TESLA INC
SOLEShares18.79K
TypeSH
Market value$3.90M
2.92%
Sole
18.79K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares191.91K
TypeSH
Market value$3.80M
2.85%
Sole
191.91K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares10.78K
TypeSH
Market value$3.11M
2.33%
Sole
10.78K
Shared
0.00
None
0.00
VISA INC
SOLEShares8.38K
TypeSH
Market value$1.89M
1.42%
Sole
8.38K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares79.40K
TypeSH
Market value$1.89M
1.42%
Sole
79.40K
Shared
0.00
None
0.00
INTUITIVE SURGICAL INC
SOLEShares7.04K
TypeSH
Market value$1.80M
1.35%
Sole
7.04K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares6.04K
TypeSH
Market value$1.68M
1.26%
Sole
6.04K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares43.71K
TypeSH
Market value$1.65M
1.24%
Sole
43.71K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares31.59K
TypeSH
Market value$1.59M
1.19%
Sole
31.59K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares4.14K
TypeSH
Market value$1.56M
1.17%
Sole
4.14K
Shared
0.00
None
0.00
PAYPAL HLDGS INC
SOLEShares17.78K
TypeSH
Market value$1.35M
1.01%
Sole
17.78K
Shared
0.00
None
0.00
SOUTHERN CO
SOLEShares18.31K
TypeSH
Market value$1.27M
0.95%
Sole
18.31K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares12.31K
TypeSH
Market value$1.27M
0.95%
Sole
12.31K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares20.31K
TypeSH
Market value$1.21M
0.91%
Sole
20.31K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares4.82K
TypeSH
Market value$1.20M
0.90%
Sole
4.82K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares11.04K
TypeSH
Market value$1.15M
0.86%
Sole
11.04K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 261.08K | SH | $14.25M 10.68% | 261.08K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS COLLRD INV | 387.76K | SH | $11.71M 8.77% | 387.76K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 390.12K | SH | $10.13M 7.59% | 390.12K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | NASDAQ EQT PREM | 215.67K | SH | $9.72M 7.29% | 215.67K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 60.11K | SH | $8.69M 6.51% | 60.11K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI TOTAL | 130.25K | SH | $8.07M 6.05% | 130.25K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 196.33K | SH | $6.79M 5.09% | 196.33K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 40.77K | SH | $6.72M 5.04% | 40.77K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | OPUS SML CP VL | 158.59K | SH | $4.94M 3.70% | 158.59K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 18.79K | SH | $3.90M 2.92% | 18.79K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | INTL DRAWDWN MNG | 191.91K | SH | $3.80M 2.85% | 191.91K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 10.78K | SH | $3.11M 2.33% | 10.78K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 8.38K | SH | $1.89M 1.42% | 8.38K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | INTL SMALL CAP V | 79.40K | SH | $1.89M 1.42% | 79.40K | 0.00 | 0.00 |
INTUITIVE SURGICAL INCSOLE | COM NEW | 7.04K | SH | $1.80M 1.35% | 7.04K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 6.04K | SH | $1.68M 1.26% | 6.04K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL ENERG ETF | 43.71K | SH | $1.65M 1.24% | 43.71K | 0.00 | 0.00 |
ISHARES TRSOLE | BLACKROCK ULTRA | 31.59K | SH | $1.59M 1.19% | 31.59K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 4.14K | SH | $1.56M 1.17% | 4.14K | 0.00 | 0.00 |
PAYPAL HLDGS INCSOLE | COM | 17.78K | SH | $1.35M 1.01% | 17.78K | 0.00 | 0.00 |
SOUTHERN COSOLE | COM | 18.31K | SH | $1.27M 0.95% | 18.31K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 12.31K | SH | $1.27M 0.95% | 12.31K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 20.31K | SH | $1.21M 0.91% | 20.31K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 4.82K | SH | $1.20M 0.90% | 4.82K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 11.04K | SH | $1.15M 0.86% | 11.04K | 0.00 | 0.00 |
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