Filed: 1/24/2023ACC: 0001172661-23-000277
📋 What this filing means
DERBEND ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 76 equity positions with a total reported market value of $125.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
76
Positions
$125.33M
Total AUM (reported)
2.74M
Total Shares
Allocation by class
COM$30.05M24.0%
EQUITY PREMIUM$13.41M10.7%
APTUS COLLARED$11.00M8.8%
APTUS DEFINED$10.10M8.1%
S&P500 EQL WGT$8.36M6.7%
NASDAQ EQT PREM$8.21M6.6%
CORE MSCI TOTAL$7.46M6.0%
Portfolio Concentration
Top 3$34.51M27.5%
4–10$44.31M35.4%
11–25$23.06M18.4%
Rest$23.45M18.7%
Top 3 weight
27.5%
Top 10 weight
62.9%
Voting Authority Distribution
Total shares with voting rights: 2.74M
Sole
Full voting authority
2.74M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole76
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings76
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares246.02K
TypeSH
Market value$13.41M
10.70%
Sole
246.02K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares381.56K
TypeSH
Market value$11.00M
8.78%
Sole
381.56K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares394.56K
TypeSH
Market value$10.10M
8.06%
Sole
394.56K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares59.16K
TypeSH
Market value$8.36M
6.67%
Sole
59.16K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares201.33K
TypeSH
Market value$8.21M
6.55%
Sole
201.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares128.95K
TypeSH
Market value$7.46M
5.96%
Sole
128.95K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares192.21K
TypeSH
Market value$6.46M
5.15%
Sole
192.21K
Shared
0.00
None
0.00
APPLE INC
SOLEShares41.01K
TypeSH
Market value$5.33M
4.25%
Sole
41.01K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares155.36K
TypeSH
Market value$4.81M
3.84%
Sole
155.36K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares193.43K
TypeSH
Market value$3.68M
2.94%
Sole
193.43K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares10.20K
TypeSH
Market value$2.45M
1.95%
Sole
10.20K
Shared
0.00
None
0.00
TESLA INC
SOLEShares18.33K
TypeSH
Market value$2.26M
1.80%
Sole
18.33K
Shared
0.00
None
0.00
VISA INC
SOLEShares9.32K
TypeSH
Market value$1.94M
1.54%
Sole
9.32K
Shared
0.00
None
0.00
INTUITIVE SURGICAL INC
SOLEShares7.22K
TypeSH
Market value$1.92M
1.53%
Sole
7.22K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares78.37K
TypeSH
Market value$1.74M
1.39%
Sole
78.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares43.41K
TypeSH
Market value$1.69M
1.35%
Sole
43.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares32.87K
TypeSH
Market value$1.64M
1.31%
Sole
32.87K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares4.17K
TypeSH
Market value$1.47M
1.17%
Sole
4.17K
Shared
0.00
None
0.00
SOUTHERN CO
SOLEShares18.65K
TypeSH
Market value$1.33M
1.06%
Sole
18.65K
Shared
0.00
None
0.00
PAYPAL HLDGS INC
SOLEShares18.62K
TypeSH
Market value$1.33M
1.06%
Sole
18.62K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares20.26K
TypeSH
Market value$1.20M
0.96%
Sole
20.26K
Shared
0.00
None
0.00
GENERAL MLS INC
SOLEShares13.21K
TypeSH
Market value$1.11M
0.88%
Sole
13.21K
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP
SOLEShares10.75K
TypeSH
Market value$1.08M
0.87%
Sole
10.75K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares4.50K
TypeSH
Market value$959.0K
0.77%
Sole
4.50K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares11.32K
TypeSH
Market value$950.7K
0.76%
Sole
11.32K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 246.02K | SH | $13.41M 10.70% | 246.02K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS COLLARED | 381.56K | SH | $11.00M 8.78% | 381.56K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 394.56K | SH | $10.10M 8.06% | 394.56K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 59.16K | SH | $8.36M 6.67% | 59.16K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | NASDAQ EQT PREM | 201.33K | SH | $8.21M 6.55% | 201.33K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI TOTAL | 128.95K | SH | $7.46M 5.96% | 128.95K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 192.21K | SH | $6.46M 5.15% | 192.21K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 41.01K | SH | $5.33M 4.25% | 41.01K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | OPUS SML CP VL | 155.36K | SH | $4.81M 3.84% | 155.36K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | INTL DRAWDWN MNG | 193.43K | SH | $3.68M 2.94% | 193.43K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 10.20K | SH | $2.45M 1.95% | 10.20K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 18.33K | SH | $2.26M 1.80% | 18.33K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 9.32K | SH | $1.94M 1.54% | 9.32K | 0.00 | 0.00 |
INTUITIVE SURGICAL INCSOLE | COM NEW | 7.22K | SH | $1.92M 1.53% | 7.22K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | INTL SMALL CAP V | 78.37K | SH | $1.74M 1.39% | 78.37K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOBAL ENERG ETF | 43.41K | SH | $1.69M 1.35% | 43.41K | 0.00 | 0.00 |
ISHARES TRSOLE | BLACKROCK ULTRA | 32.87K | SH | $1.64M 1.31% | 32.87K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 4.17K | SH | $1.47M 1.17% | 4.17K | 0.00 | 0.00 |
SOUTHERN COSOLE | COM | 18.65K | SH | $1.33M 1.06% | 18.65K | 0.00 | 0.00 |
PAYPAL HLDGS INCSOLE | COM | 18.62K | SH | $1.33M 1.06% | 18.62K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 20.26K | SH | $1.20M 0.96% | 20.26K | 0.00 | 0.00 |
GENERAL MLS INCSOLE | COM | 13.21K | SH | $1.11M 0.88% | 13.21K | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 10.75K | SH | $1.08M 0.87% | 10.75K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 4.50K | SH | $959.0K 0.77% | 4.50K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 11.32K | SH | $950.7K 0.76% | 11.32K | 0.00 | 0.00 |
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