DENNEDY JAMES H (President and COO) reported 1 transaction at URBAN-GRO, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/9/2022ACC: 0001493152-22-025545
DirectorOfficer· President and COO
Since May 2021
-109.19K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
20K acquired · 129.19K disposed
Non-Derivative Transactions1
Common Stock subject to Vesting/forfeiture
Direct
Shares
−129.19K
Price / share
—
Trade value
—
% of position
77.3%
8/26/2022
167.03K→37.84K
Total
Net shares
−129.19K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock subject to Vesting/forfeiture Direct | 8/26/2022 | D · Disposition | −129.19K | — | — | 77.3% | 167.03K | 37.84K |
| Total | −129.19K | $0.00 | ||||||
Derivative Transactions2
Common Stock Option
Direct
Converts to
Common Stock
16.67K shares
Shares
+16.67K
Strike price
7.20
Held after
16.67K
Exercisable
—
8/22/2018
Common Stock Option
Direct
Converts to
Common Stock
3.33K shares
Shares
+3.33K
Strike price
7.20
Held after
20K
Exercisable
—
4/1/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Option Direct | Common Stock16.67K shares | 8/22/2018 | A · Award | +16.67K | 7.20 | — | 16.67K |
| Common Stock Option Direct | Common Stock3.33K shares | 4/1/2019 | A · Award | +3.33K | 7.20 | — | 20K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned160.16K
Total
160.16K indirect160.16K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 160.16K | Indirect |
| Total | 160.16K | 160.16K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported