DEMPSEY JAMES F. enters VIEWRAY, INC. with 679.83K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

DEMPSEY JAMES F.

Filed: 3/21/2023ACC: 0001628280-23-008796

InsiderDEMPSEY JAMES F.CIK 1637089

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IssuerVIEWRAY, INC.CIK 1597313

DirectorOfficer· Chief Scientific Officer

Since Mar 2019

679.83K

Baseline shares

100% direct

679.83K

Direct ownership

1 position

1.12M

Derivative underlying

7 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned679.83K

Total

679.83K direct679.83K

Security Title	Shares Owned	Ownership Type
Common Stock	679.83K	Direct
Total	679.83K	679.83K direct

Derivative Holdings7

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

334.31K

Shares owned

N/A

Exercise price

0.75

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

110K

Shares owned

N/A

Exercise price

7.09

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

273.04K

Shares owned

N/A

Exercise price

5.0

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

66.93K

Shares owned

N/A

Exercise price

8.47

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

200K

Shares owned

N/A

Exercise price

5.05

Expiration

—

Exercise window

—

Performance Units

Direct

Underlying security

Common Stock

Underlying shares

51.52K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Performance Units

Direct

Underlying security

Common Stock

Underlying shares

84.54K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.12M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	0.75	—	—	334.31K	N/A
Stock Option (right to buy) Direct	Common Stock	7.09	—	—	110K	N/A
Stock Option (right to buy) Direct	Common Stock	5.0	—	—	273.04K	N/A
Stock Option (right to buy) Direct	Common Stock	8.47	—	—	66.93K	N/A
Stock Option (right to buy) Direct	Common Stock	5.05	—	—	200K	N/A
Performance Units Direct	Common Stock		—	—	51.52K	N/A
Performance Units Direct	Common Stock		—	—	84.54K	N/A
Total					1.12M	0.00