DEMONT ROSS D enters SIERRA MONITOR CORP /CA/ with 200K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/20/2018ACC: 0001493152-18-012266
200K
Baseline shares
100% direct
200K
Direct ownership
1 position
300K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned200K
Total
200K direct200K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 200K | Direct |
| Total | 200K | 200K direct |
Derivative Holdings1
ROSS
DirectUnderlying security
COMMON STOCK
Underlying shares
300K
Shares owned
N/A
Exercise price
1.50
Expiration
—
Exercise window
—
Total
Underlying
300K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| ROSS Direct | COMMON STOCK | 1.50 | — | — | 300K | N/A |
| Total | 300K | 0.00 | ||||