Filed: 11/14/2023ACC: 0001095449-23-000080
📋 What this filing means
DELTA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 182 equity positions with a total reported market value of $360.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
182
Positions
$360.82M
Total AUM (reported)
5.82M
Total Shares
Allocation by class
COM$102.70M28.5%
BLOOMBERG 1-3 MO$71.79M19.9%
SHORT TERM TREAS$24.26M6.7%
US EQTY PWR BUF$20.36M5.6%
ACCES TREASURY$14.59M4.0%
SHORT TREAS BD$14.31M4.0%
CAP STK CL C$10.77M3.0%
Portfolio Concentration
Top 3$111.85M31.0%
4–10$79.07M21.9%
11–25$70.72M19.6%
Rest$99.19M27.5%
Top 3 weight
31.0%
Top 10 weight
52.9%
Voting Authority Distribution
Total shares with voting rights: 5.82M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.82M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole182
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings182
Rows:
SPDR SER TR
SOLEShares781.84K
TypeSH
Market value$71.79M
19.90%
Sole
0.00
Shared
0.00
None
781.84K
VANGUARD SCOTTSDALE FDS
SOLEShares421.09K
TypeSH
Market value$24.26M
6.72%
Sole
0.00
Shared
0.00
None
421.09K
INNOVATOR ETFS TR
SOLEShares468.91K
TypeSH
Market value$15.80M
4.38%
Sole
0.00
Shared
0.00
None
468.91K
GOLDMAN SACHS ETF TR
SOLEShares145.76K
TypeSH
Market value$14.59M
4.04%
Sole
0.00
Shared
0.00
None
145.76K
ISHARES TR
SOLEShares129.55K
TypeSH
Market value$14.31M
3.97%
Sole
0.00
Shared
0.00
None
129.55K
APPLE INC
SOLEShares67.82K
TypeSH
Market value$11.61M
3.22%
Sole
0.00
Shared
0.00
None
67.82K
ALPHABET INC
SOLEShares81.72K
TypeSH
Market value$10.77M
2.99%
Sole
0.00
Shared
0.00
None
81.72K
MICROSOFT CORP
SOLEShares30.74K
TypeSH
Market value$9.71M
2.69%
Sole
0.00
Shared
0.00
None
30.74K
AMAZON COM INC
SOLEShares71.34K
TypeSH
Market value$9.07M
2.51%
Sole
0.00
Shared
0.00
None
71.34K
TRANSDIGM GROUP INC
SOLEShares10.68K
TypeSH
Market value$9.00M
2.50%
Sole
0.00
Shared
0.00
None
10.68K
DORCHESTER MINERALS LP
SOLEShares302.25K
TypeSH
Market value$8.78M
2.43%
Sole
0.00
Shared
0.00
None
302.25K
BERKSHIRE HATHAWAY INC DEL
SOLEShares21.53K
TypeSH
Market value$7.54M
2.09%
Sole
0.00
Shared
0.00
None
21.53K
ENTERPRISE PRODS PARTNERS L
SOLEShares251.74K
TypeSH
Market value$6.89M
1.91%
Sole
0.00
Shared
0.00
None
251.74K
INNOVATOR ETFS TR
SOLEShares230.66K
TypeSH
Market value$6.51M
1.80%
Sole
0.00
Shared
0.00
None
230.66K
ALPHABET INC
SOLEShares36.64K
TypeSH
Market value$4.79M
1.33%
Sole
0.00
Shared
0.00
None
36.64K
J P MORGAN EXCHANGE TRADED F
SOLEShares78.25K
TypeSH
Market value$4.19M
1.16%
Sole
0.00
Shared
0.00
None
78.25K
ISHARES TR
SOLEShares26.98K
TypeSH
Market value$4.15M
1.15%
Sole
0.00
Shared
0.00
None
26.98K
INNOVATOR ETFS TR
SOLEShares138.74K
TypeSH
Market value$4.10M
1.14%
Sole
0.00
Shared
0.00
None
138.74K
ISHARES TR
SOLEShares59.36K
TypeSH
Market value$4.06M
1.13%
Sole
0.00
Shared
0.00
None
59.36K
LIBERTY BROADBAND CORP
SOLEShares41.91K
TypeSH
Market value$3.81M
1.06%
Sole
0.00
Shared
0.00
None
41.91K
ISHARES TR
SOLEShares8.52K
TypeSH
Market value$3.66M
1.01%
Sole
0.00
Shared
0.00
None
8.52K
INVESCO EXCH TRD SLF IDX FD
SOLEShares165.46K
TypeSH
Market value$3.51M
0.97%
Sole
0.00
Shared
0.00
None
165.46K
SPDR S&P 500 ETF TR
SOLEShares7.12K
TypeSH
Market value$3.04M
0.84%
Sole
0.00
Shared
0.00
None
7.12K
CHARTER COMMUNICATIONS INC N
SOLEShares6.62K
TypeSH
Market value$2.91M
0.81%
Sole
0.00
Shared
0.00
None
6.62K
CHEVRON CORP NEW
SOLEShares16.41K
TypeSH
Market value$2.77M
0.77%
Sole
0.00
Shared
0.00
None
16.41K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 781.84K | SH | $71.79M 19.90% | 0.00 | 0.00 | 781.84K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 421.09K | SH | $24.26M 6.72% | 0.00 | 0.00 | 421.09K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 468.91K | SH | $15.80M 4.38% | 0.00 | 0.00 | 468.91K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 145.76K | SH | $14.59M 4.04% | 0.00 | 0.00 | 145.76K |
ISHARES TRSOLE | SHORT TREAS BD | 129.55K | SH | $14.31M 3.97% | 0.00 | 0.00 | 129.55K |
APPLE INCSOLE | COM | 67.82K | SH | $11.61M 3.22% | 0.00 | 0.00 | 67.82K |
ALPHABET INCSOLE | CAP STK CL C | 81.72K | SH | $10.77M 2.99% | 0.00 | 0.00 | 81.72K |
MICROSOFT CORPSOLE | COM | 30.74K | SH | $9.71M 2.69% | 0.00 | 0.00 | 30.74K |
AMAZON COM INCSOLE | COM | 71.34K | SH | $9.07M 2.51% | 0.00 | 0.00 | 71.34K |
TRANSDIGM GROUP INCSOLE | COM | 10.68K | SH | $9.00M 2.50% | 0.00 | 0.00 | 10.68K |
DORCHESTER MINERALS LPSOLE | COM UNIT | 302.25K | SH | $8.78M 2.43% | 0.00 | 0.00 | 302.25K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 21.53K | SH | $7.54M 2.09% | 0.00 | 0.00 | 21.53K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 251.74K | SH | $6.89M 1.91% | 0.00 | 0.00 | 251.74K |
INNOVATOR ETFS TRSOLE | US EQT ULTRA BF | 230.66K | SH | $6.51M 1.80% | 0.00 | 0.00 | 230.66K |
ALPHABET INCSOLE | CAP STK CL A | 36.64K | SH | $4.79M 1.33% | 0.00 | 0.00 | 36.64K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 78.25K | SH | $4.19M 1.16% | 0.00 | 0.00 | 78.25K |
ISHARES TRSOLE | S&P 500 VAL ETF | 26.98K | SH | $4.15M 1.15% | 0.00 | 0.00 | 26.98K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 138.74K | SH | $4.10M 1.14% | 0.00 | 0.00 | 138.74K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 59.36K | SH | $4.06M 1.13% | 0.00 | 0.00 | 59.36K |
LIBERTY BROADBAND CORPSOLE | COM SER A | 41.91K | SH | $3.81M 1.06% | 0.00 | 0.00 | 41.91K |
ISHARES TRSOLE | CORE S&P500 ETF | 8.52K | SH | $3.66M 1.01% | 0.00 | 0.00 | 8.52K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 CB | 165.46K | SH | $3.51M 0.97% | 0.00 | 0.00 | 165.46K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 7.12K | SH | $3.04M 0.84% | 0.00 | 0.00 | 7.12K |
CHARTER COMMUNICATIONS INC NSOLE | CL A | 6.62K | SH | $2.91M 0.81% | 0.00 | 0.00 | 6.62K |
CHEVRON CORP NEWSOLE | COM | 16.41K | SH | $2.77M 0.77% | 0.00 | 0.00 | 16.41K |
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