DEJORIA JOHN PAUL enters HIGHPEAK ENERGY, INC. with 5.50M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 9/2/2020ACC: 0001104659-20-101842
5.50M
Baseline shares
100% direct
5.50M
Direct ownership
1 position
11M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, par value $0.0001 per share
DirectShares owned5.50M
Total
5.50M direct5.50M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.0001 per share | 5.50M | Direct |
| Total | 5.50M | 5.50M direct |
Derivative Holdings2
Warrants
DirectUnderlying security
Common Stock, par value $0.0001 per share
Underlying shares
5.50M
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Contingent Value Rights
DirectUnderlying security
Common Stock, par value $0.0001 per share
Underlying shares
5.50M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
11M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock, par value $0.0001 per share | 11.50 | — | — | 5.50M | N/A |
| Contingent Value Rights Direct | Common Stock, par value $0.0001 per share | — | — | 5.50M | N/A | |
| Total | 11M | 0.00 | ||||