Senior insider sale
Pres, Banking & Prem. Products at CAPITAL ONE FINANCIAL CORP — senior position signals high conviction
$1.29M
6.15K shares
What this filing means
DEAN LIA plans to sell 6.15K shares of CAPITAL ONE FINANCIAL CORP valued at approximately $1.29M. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.
Filed: 10/15/2026ACC: 0001950047-26-010233
Officer· Pres, Banking & Prem. Products
Since Mar 2026
6.15K
Shares to sell
$1.29M
Approx. market value
1.89K
Acquired (3 months)
1
Planned
2 completed
Securities Acquired — Last 3 Months2
Performance Shares
Not Applicable
2/15/2023
931.00Performance Shares
Not Applicable
2/15/2019
956.00Total acquired1.89K
| Acquisition Date | Type | Amount Acquired | Gift |
|---|---|---|---|
2/15/2023 | Performance Shares Not Applicable | 931.00 | — |
2/15/2019 | Performance Shares Not Applicable | 956.00 | — |
| Total | 1.89K | ||
Planned & Completed Dispositions3
Completed
—Completed
Units to sell
2.07K
Market value
$425.9K
9/15/2026
—Completed
Units to sell
2.19K
Market value
$494.6K
8/17/2026
Planned — Approximate Date
NYSEPlanned
Units to sell
1.89K
Market value
$369.6K
10/15/2026
Total
Units
6.15K
Value
$1.29M
| Date | Units to Sell | Approx. Market Value | Exchange | Status |
|---|---|---|---|---|
| Completed | ||||
9/15/2026 | 2.07K | $425.9K | — | Completed |
8/17/2026 | 2.19K | $494.6K | — | Completed |
| Planned — Approximate Date | ||||
10/15/2026 | 1.89K | $369.6K | NYSE | Planned |
| Total | 6.15K | $1.29M | ||