Senior insider sale
Pres, Banking & Prem. Products at CAPITAL ONE FINANCIAL CORP — senior position signals high conviction
$920.5K
4.26K shares
What this filing means
DEAN LIA plans to sell 4.26K shares of CAPITAL ONE FINANCIAL CORP valued at approximately $920.5K. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.
Filed: 9/15/2026ACC: 0001950047-26-009465
Officer· Pres, Banking & Prem. Products
Since Mar 2026
4.26K
Shares to sell
$920.5K
Approx. market value
2.07K
Acquired (3 months)
1
Planned
1 completed
Securities Acquired — Last 3 Months2
Performance Shares
Not Applicable
3/1/2023
1.98KEmployee Stock Purchase Plan
Cash
5/24/2018
89.00Total acquired2.07K
| Acquisition Date | Type | Amount Acquired | Gift |
|---|---|---|---|
3/1/2023 | Performance Shares Not Applicable | 1.98K | — |
5/24/2018 | Employee Stock Purchase Plan Cash | 89.00 | — |
| Total | 2.07K | ||
Planned & Completed Dispositions2
Completed
—Completed
Units to sell
2.19K
Market value
$494.6K
8/17/2026
Planned — Approximate Date
NYSEPlanned
Units to sell
2.07K
Market value
$425.9K
9/15/2026
Total
Units
4.26K
Value
$920.5K
| Date | Units to Sell | Approx. Market Value | Exchange | Status |
|---|---|---|---|---|
| Completed | ||||
8/17/2026 | 2.19K | $494.6K | — | Completed |
| Planned — Approximate Date | ||||
9/15/2026 | 2.07K | $425.9K | NYSE | Planned |
| Total | 4.26K | $920.5K | ||