Senior insider sale
Pres, Banking & Prem. Products at CAPITAL ONE FINANCIAL CORP — senior position signals high conviction
$2.45M
11.42K shares
What this filing means
DEAN LIA plans to sell 11.42K shares of CAPITAL ONE FINANCIAL CORP valued at approximately $2.45M. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.
Filed: 4/1/2026ACC: 0001950047-26-003129
Officer· Pres, Banking & Prem. Products
Since Mar 2026
11.42K
Shares to sell
$2.45M
Approx. market value
1.69K
Acquired (3 months)
1
Planned
3 completed
Securities Acquired — Last 3 Months1
Performance Shares
Not Applicable
2/15/2024
1.69KTotal acquired1.69K
| Acquisition Date | Type | Amount Acquired | Gift |
|---|---|---|---|
2/15/2024 | Performance Shares Not Applicable | 1.69K | — |
| Total | 1.69K | ||
Planned & Completed Dispositions4
Completed
—Completed
Units to sell
3.28K
Market value
$627.2K
3/2/2026
—Completed
Units to sell
3.28K
Market value
$734.6K
2/4/2026
—Completed
Units to sell
3.16K
Market value
$772.9K
1/2/2026
Planned — Approximate Date
NYSEPlanned
Units to sell
1.69K
Market value
$314.1K
4/1/2026
Total
Units
11.42K
Value
$2.45M
| Date | Units to Sell | Approx. Market Value | Exchange | Status |
|---|---|---|---|---|
| Completed | ||||
3/2/2026 | 3.28K | $627.2K | — | Completed |
2/4/2026 | 3.28K | $734.6K | — | Completed |
1/2/2026 | 3.16K | $772.9K | — | Completed |
| Planned — Approximate Date | ||||
4/1/2026 | 1.69K | $314.1K | NYSE | Planned |
| Total | 11.42K | $2.45M | ||