DEAN LIA (Pres, Banking & Prem. Products) sold 3.3% of their position (2.07K shares) of CAPITAL ONE FINANCIAL CORP on the open market
Open‑market sale worth $425.7K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/16/2026ACC: 0001741273-26-000020
Officer· Pres, Banking & Prem. Products
Since Mar 2026
-2.07K
Net shares
Net seller
$425.7K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
2.07K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−2.07K
Price / share
$206.07
Trade value
$425.74K
% of position
3.3%
9/15/2026
63.26K→61.20K
Total
Net shares
−2.07K
Net value
-$425.74K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2026 | S · Sale | −2.07K | $206.07 | $425.74K | 3.3% | 63.26K | 61.20K |
| Total | −2.07K | -$425.74K | ||||||
Derivative Transactions0
No derivative transactions reported