DE BOER KLAAS reported 1 transaction at SMARTKEM, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/5/2024ACC: 0001104659-24-068784
+5.67K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5.71K acquired · 50.00 disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+5.71K
Price / share
—
Trade value
—
% of position
100.0%
5/30/2024
5.71K→11.43K
Total
Net shares
+5.71K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 5/30/2024 | C · Conversion | +5.71K | — | — | 100.0% | 5.71K | 11.43K |
| Total | +5.71K | $0.00 | ||||||
Derivative Transactions1
Series A-2 Convertible Preferred Stock
Indirect
Converts to
Common Stock
5.71K shares
Shares
−50.00
Strike price
8.75
Held after
0.00
Exercisable
—
5/30/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A-2 Convertible Preferred Stock Indirect | Common Stock5.71K shares | 5/30/2024 | C · Conversion | −50.00 | 8.75 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned100.00
Total
100.00 direct100.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 100.00 | Direct |
| Total | 100.00 | 100.00 direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported