Filed: 11/14/2022ACC: 0001567619-22-019835
📋 What this filing means
DCF ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $154.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$154.8K
Total AUM (reported)
6.76M
Total Shares
Allocation by class
COM$88.4K57.1%
SPONSORED ADR$9.9K6.4%
SHS$9.0K5.8%
CAP STK CL C$7.7K5.0%
TR UNIT$7.3K4.7%
COM NEW$6.3K4.1%
COM UT LTD PTN$4.0K2.6%
Portfolio Concentration
Top 3$28.5K18.4%
4–10$51.0K33.0%
11–25$43.9K28.4%
Rest$31.3K20.2%
Top 3 weight
18.4%
Top 10 weight
51.4%
Voting Authority Distribution
Total shares with voting rights: 6.76M
Sole
Full voting authority
6.76M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings64
Rows:
ABBVIE INC
SOLEShares76.10K
TypeSH
Market value$10.2K
6.60%
Sole
76.10K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares186.50K
TypeSH
Market value$9.3K
6.04%
Sole
186.50K
Shared
0.00
None
0.00
PROTHENA CORP PLC
SOLEShares148K
TypeSH
Market value$9.0K
5.80%
Sole
148K
Shared
0.00
None
0.00
ARGENX SE
SOLEShares25K
TypeSH
Market value$8.8K
5.70%
Sole
25K
Shared
0.00
None
0.00
INTRA-CELLULAR THERAPIES INC
SOLEShares166K
TypeSH
Market value$7.7K
4.99%
Sole
166K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares80K
TypeSH
Market value$7.7K
4.97%
Sole
80K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares11.05K
TypeSH
Market value$7.6K
4.92%
Sole
11.05K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares20.50K
TypeSH
Market value$7.3K
4.73%
Sole
20.50K
Shared
0.00
None
0.00
XENCOR INC
SOLEShares231.80K
TypeSH
Market value$6.0K
3.89%
Sole
231.80K
Shared
0.00
None
0.00
APPLE INC
SOLEShares42.25K
TypeSH
Market value$5.8K
3.77%
Sole
42.25K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares150K
TypeSH
Market value$4.5K
2.93%
Sole
150K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares360K
TypeSH
Market value$4.0K
2.57%
Sole
360K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares25K
TypeSH
Market value$3.9K
2.50%
Sole
25K
Shared
0.00
None
0.00
ALTIMMUNE INC
SOLEShares251.50K
TypeSH
Market value$3.2K
2.07%
Sole
251.50K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares100K
TypeSH
Market value$3.2K
2.04%
Sole
100K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares75K
TypeSH
Market value$3.1K
2.02%
Sole
75K
Shared
0.00
None
0.00
AT&T INC
SOLEShares195K
TypeSH
Market value$3.0K
1.93%
Sole
195K
Shared
0.00
None
0.00
INCYTE CORP
SOLEShares44K
TypeSH
Market value$2.9K
1.89%
Sole
44K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares8.25K
TypeSH
Market value$2.7K
1.72%
Sole
8.25K
Shared
0.00
None
0.00
VANECK VECTORS ETF TR
SOLEShares102.50K
TypeSH
Market value$2.5K
1.60%
Sole
102.50K
Shared
0.00
None
0.00
AERIE PHARMACEUTICALS INC
SOLEShares157.66K
TypeSH
Market value$2.4K
1.54%
Sole
157.66K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares39K
TypeSH
Market value$2.4K
1.54%
Sole
39K
Shared
0.00
None
0.00
IMPEL PHARMACEUTICALS INC
SOLEShares469.18K
TypeSH
Market value$2.3K
1.48%
Sole
469.18K
Shared
0.00
None
0.00
LENSAR INC
SOLEShares358.10K
TypeSH
Market value$2.0K
1.28%
Sole
358.10K
Shared
0.00
None
0.00
ABERDEEN TOTAL DYNAMIC DIVD
SOLEShares272K
TypeSH
Market value$1.9K
1.25%
Sole
272K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ABBVIE INCSOLE | COM | 76.10K | SH | $10.2K 6.60% | 76.10K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 186.50K | SH | $9.3K 6.04% | 186.50K | 0.00 | 0.00 |
PROTHENA CORP PLCSOLE | SHS | 148K | SH | $9.0K 5.80% | 148K | 0.00 | 0.00 |
ARGENX SESOLE | SPONSORED ADR | 25K | SH | $8.8K 5.70% | 25K | 0.00 | 0.00 |
INTRA-CELLULAR THERAPIES INCSOLE | COM | 166K | SH | $7.7K 4.99% | 166K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 80K | SH | $7.7K 4.97% | 80K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 11.05K | SH | $7.6K 4.92% | 11.05K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 20.50K | SH | $7.3K 4.73% | 20.50K | 0.00 | 0.00 |
XENCOR INCSOLE | COM | 231.80K | SH | $6.0K 3.89% | 231.80K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 42.25K | SH | $5.8K 3.77% | 42.25K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | COM | 150K | SH | $4.5K 2.93% | 150K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 360K | SH | $4.0K 2.57% | 360K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 25K | SH | $3.9K 2.50% | 25K | 0.00 | 0.00 |
ALTIMMUNE INCSOLE | COM NEW | 251.50K | SH | $3.2K 2.07% | 251.50K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 100K | SH | $3.2K 2.04% | 100K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 75K | SH | $3.1K 2.02% | 75K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 195K | SH | $3.0K 1.93% | 195K | 0.00 | 0.00 |
INCYTE CORPSOLE | COM | 44K | SH | $2.9K 1.89% | 44K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 8.25K | SH | $2.7K 1.72% | 8.25K | 0.00 | 0.00 |
VANECK VECTORS ETF TRSOLE | GOLD MINERS ETF | 102.50K | SH | $2.5K 1.60% | 102.50K | 0.00 | 0.00 |
AERIE PHARMACEUTICALS INCSOLE | COM | 157.66K | SH | $2.4K 1.54% | 157.66K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 39K | SH | $2.4K 1.54% | 39K | 0.00 | 0.00 |
IMPEL PHARMACEUTICALS INCSOLE | COM | 469.18K | SH | $2.3K 1.48% | 469.18K | 0.00 | 0.00 |
LENSAR INCSOLE | COM | 358.10K | SH | $2.0K 1.28% | 358.10K | 0.00 | 0.00 |
ABERDEEN TOTAL DYNAMIC DIVDSOLE | COM SH BEN INT | 272K | SH | $1.9K 1.25% | 272K | 0.00 | 0.00 |
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