Filed: 5/15/2024ACC: 0001013594-24-000473
📋 What this filing means
DCF ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 76 equity positions with a total reported market value of $203.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
76
Positions
$203.04M
Total AUM (reported)
9M
Total Shares
Allocation by class
COM$105.09M51.8%
TR UNIT$21.18M10.4%
CAP STK CL C$10.91M5.4%
UNIT SER 1$8.88M4.4%
SPONSORED ADR$8.66M4.3%
GOLD SHS$5.55M2.7%
COM UT LTD PTN$4.86M2.4%
Portfolio Concentration
Top 3$51.37M25.3%
4–10$51.94M25.6%
11–25$54.40M26.8%
Rest$45.33M22.3%
Top 3 weight
25.3%
Top 10 weight
50.9%
Voting Authority Distribution
Total shares with voting rights: 9M
Sole
Full voting authority
9M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole76
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings76
Rows:
SPDR S&P 500 ETF TR
SOLEShares40.50K
TypeSH
Market value$21.18M
10.43%
Sole
40.50K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares163.50K
TypeSH
Market value$19.28M
9.49%
Sole
163.50K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares71.65K
TypeSH
Market value$10.91M
5.37%
Sole
71.65K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares10.60K
TypeSH
Market value$10.20M
5.02%
Sole
10.60K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares20K
TypeSH
Market value$8.88M
4.37%
Sole
20K
Shared
0.00
None
0.00
ARGENX SE
SOLEShares20.20K
TypeSH
Market value$7.95M
3.92%
Sole
20.20K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares38K
TypeSH
Market value$6.86M
3.38%
Sole
38K
Shared
0.00
None
0.00
INTRA CELLULAR THERAPIES INC
SOLEShares96.86K
TypeSH
Market value$6.70M
3.30%
Sole
96.86K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares31.80K
TypeSH
Market value$5.79M
2.85%
Sole
31.80K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares27K
TypeSH
Market value$5.55M
2.74%
Sole
27K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares7K
TypeSH
Market value$5.45M
2.68%
Sole
7K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares40.75K
TypeSH
Market value$5.12M
2.52%
Sole
40.75K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares309.25K
TypeSH
Market value$4.86M
2.40%
Sole
309.25K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares125.35K
TypeSH
Market value$4.75M
2.34%
Sole
125.35K
Shared
0.00
None
0.00
XENCOR INC
SOLEShares208.98K
TypeSH
Market value$4.62M
2.28%
Sole
208.98K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares100K
TypeSH
Market value$4.20M
2.07%
Sole
100K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares62.50K
TypeSH
Market value$3.85M
1.89%
Sole
62.50K
Shared
0.00
None
0.00
INCYTE CORP
SOLEShares51.50K
TypeSH
Market value$2.93M
1.45%
Sole
51.50K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares10.30K
TypeSH
Market value$2.93M
1.44%
Sole
10.30K
Shared
0.00
None
0.00
ZIMMER BIOMET HOLDINGS INC
SOLEShares21.72K
TypeSH
Market value$2.87M
1.41%
Sole
21.72K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares38.30K
TypeSH
Market value$2.77M
1.36%
Sole
38.30K
Shared
0.00
None
0.00
PROTHENA CORP PLC
SOLEShares107K
TypeSH
Market value$2.65M
1.31%
Sole
107K
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.75K
TypeSH
Market value$2.53M
1.25%
Sole
14.75K
Shared
0.00
None
0.00
TURNING PT BRANDS INC
SOLEShares83.50K
TypeSH
Market value$2.45M
1.20%
Sole
83.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares11.50K
TypeSH
Market value$2.42M
1.19%
Sole
11.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 40.50K | SH | $21.18M 10.43% | 40.50K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 163.50K | SH | $19.28M 9.49% | 163.50K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 71.65K | SH | $10.91M 5.37% | 71.65K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 10.60K | SH | $10.20M 5.02% | 10.60K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 20K | SH | $8.88M 4.37% | 20K | 0.00 | 0.00 |
ARGENX SESOLE | SPONSORED ADR | 20.20K | SH | $7.95M 3.92% | 20.20K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 38K | SH | $6.86M 3.38% | 38K | 0.00 | 0.00 |
INTRA CELLULAR THERAPIES INCSOLE | COM | 96.86K | SH | $6.70M 3.30% | 96.86K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 31.80K | SH | $5.79M 2.85% | 31.80K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 27K | SH | $5.55M 2.74% | 27K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 7K | SH | $5.45M 2.68% | 7K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 40.75K | SH | $5.12M 2.52% | 40.75K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 309.25K | SH | $4.86M 2.40% | 309.25K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 125.35K | SH | $4.75M 2.34% | 125.35K | 0.00 | 0.00 |
XENCOR INCSOLE | COM | 208.98K | SH | $4.62M 2.28% | 208.98K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 100K | SH | $4.20M 2.07% | 100K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 62.50K | SH | $3.85M 1.89% | 62.50K | 0.00 | 0.00 |
INCYTE CORPSOLE | COM | 51.50K | SH | $2.93M 1.45% | 51.50K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 10.30K | SH | $2.93M 1.44% | 10.30K | 0.00 | 0.00 |
ZIMMER BIOMET HOLDINGS INCSOLE | COM | 21.72K | SH | $2.87M 1.41% | 21.72K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 38.30K | SH | $2.77M 1.36% | 38.30K | 0.00 | 0.00 |
PROTHENA CORP PLCSOLE | SHS | 107K | SH | $2.65M 1.31% | 107K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 14.75K | SH | $2.53M 1.25% | 14.75K | 0.00 | 0.00 |
TURNING PT BRANDS INCSOLE | COM | 83.50K | SH | $2.45M 1.20% | 83.50K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 11.50K | SH | $2.42M 1.19% | 11.50K | 0.00 | 0.00 |
Page 1 of 4