Filed: 11/13/2023ACC: 0001013594-23-000907
📋 What this filing means
DCF ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 81 equity positions with a total reported market value of $183.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
81
Positions
$183.57M
Total AUM (reported)
8.29M
Total Shares
Allocation by class
COM$96.41M52.5%
UNIT SER 1$24.54M13.4%
SPONSORED ADR$11.99M6.5%
CAP STK CL C$9.25M5.0%
GOLD SHS$5.49M3.0%
COM UT LTD PTN$5.23M2.9%
SPONSORED ADS$4.95M2.7%
Portfolio Concentration
Top 3$47.13M25.7%
4–10$47.85M26.1%
11–25$49.05M26.7%
Rest$39.55M21.5%
Top 3 weight
25.7%
Top 10 weight
51.7%
Voting Authority Distribution
Total shares with voting rights: 8.29M
Sole
Full voting authority
8.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole81
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings81
Rows:
INVESCO QQQ TR
SOLEShares68.50K
TypeSH
Market value$24.54M
13.37%
Sole
68.50K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares173K
TypeSH
Market value$11.77M
6.41%
Sole
173K
Shared
0.00
None
0.00
ARGENX SE
SOLEShares22K
TypeSH
Market value$10.82M
5.89%
Sole
22K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares12.28K
TypeSH
Market value$10.10M
5.50%
Sole
12.28K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares70.15K
TypeSH
Market value$9.25M
5.04%
Sole
70.15K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares44.50K
TypeSH
Market value$6.63M
3.61%
Sole
44.50K
Shared
0.00
None
0.00
INTRA-CELLULAR THERAPIES INC
SOLEShares107.16K
TypeSH
Market value$5.58M
3.04%
Sole
107.16K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares52.50K
TypeSH
Market value$5.56M
3.03%
Sole
52.50K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares32K
TypeSH
Market value$5.49M
2.99%
Sole
32K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares373K
TypeSH
Market value$5.23M
2.85%
Sole
373K
Shared
0.00
None
0.00
XENCOR INC
SOLEShares246.30K
TypeSH
Market value$4.96M
2.70%
Sole
246.30K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares43.70K
TypeSH
Market value$4.49M
2.45%
Sole
43.70K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares7.50K
TypeSH
Market value$4.03M
2.19%
Sole
7.50K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares46.30K
TypeSH
Market value$4.02M
2.19%
Sole
46.30K
Shared
0.00
None
0.00
PROTHENA CORP PLC
SOLEShares82.95K
TypeSH
Market value$4.00M
2.18%
Sole
82.95K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares129.50K
TypeSH
Market value$3.55M
1.93%
Sole
129.50K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares100K
TypeSH
Market value$3.50M
1.91%
Sole
100K
Shared
0.00
None
0.00
APPLE INC
SOLEShares18.25K
TypeSH
Market value$3.12M
1.70%
Sole
18.25K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares11.40K
TypeSH
Market value$3.06M
1.67%
Sole
11.40K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares51.85K
TypeSH
Market value$3.01M
1.64%
Sole
51.85K
Shared
0.00
None
0.00
INCYTE CORP
SOLEShares44.50K
TypeSH
Market value$2.57M
1.40%
Sole
44.50K
Shared
0.00
None
0.00
SEAGEN INC
SOLEShares11K
TypeSH
Market value$2.33M
1.27%
Sole
11K
Shared
0.00
None
0.00
AT&T INC
SOLEShares142.50K
TypeSH
Market value$2.14M
1.17%
Sole
142.50K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares5K
TypeSH
Market value$2.14M
1.16%
Sole
5K
Shared
0.00
None
0.00
NUVEEN CR STRATEGIES INCOME
SOLEShares420K
TypeSH
Market value$2.13M
1.16%
Sole
420K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 68.50K | SH | $24.54M 13.37% | 68.50K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 173K | SH | $11.77M 6.41% | 173K | 0.00 | 0.00 |
ARGENX SESOLE | SPONSORED ADR | 22K | SH | $10.82M 5.89% | 22K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 12.28K | SH | $10.10M 5.50% | 12.28K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 70.15K | SH | $9.25M 5.04% | 70.15K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 44.50K | SH | $6.63M 3.61% | 44.50K | 0.00 | 0.00 |
INTRA-CELLULAR THERAPIES INCSOLE | COM | 107.16K | SH | $5.58M 3.04% | 107.16K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 52.50K | SH | $5.56M 3.03% | 52.50K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 32K | SH | $5.49M 2.99% | 32K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 373K | SH | $5.23M 2.85% | 373K | 0.00 | 0.00 |
XENCOR INCSOLE | COM | 246.30K | SH | $4.96M 2.70% | 246.30K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 43.70K | SH | $4.49M 2.45% | 43.70K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 7.50K | SH | $4.03M 2.19% | 7.50K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 46.30K | SH | $4.02M 2.19% | 46.30K | 0.00 | 0.00 |
PROTHENA CORP PLCSOLE | SHS | 82.95K | SH | $4.00M 2.18% | 82.95K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 129.50K | SH | $3.55M 1.93% | 129.50K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 100K | SH | $3.50M 1.91% | 100K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 18.25K | SH | $3.12M 1.70% | 18.25K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 11.40K | SH | $3.06M 1.67% | 11.40K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 51.85K | SH | $3.01M 1.64% | 51.85K | 0.00 | 0.00 |
INCYTE CORPSOLE | COM | 44.50K | SH | $2.57M 1.40% | 44.50K | 0.00 | 0.00 |
SEAGEN INCSOLE | COM | 11K | SH | $2.33M 1.27% | 11K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 142.50K | SH | $2.14M 1.17% | 142.50K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5K | SH | $2.14M 1.16% | 5K | 0.00 | 0.00 |
NUVEEN CR STRATEGIES INCOMESOLE | COM SHS | 420K | SH | $2.13M 1.16% | 420K | 0.00 | 0.00 |
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