Filed: 8/9/2023ACC: 0001013594-23-000649
📋 What this filing means
DCF ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 77 equity positions with a total reported market value of $189.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
77
Positions
$189.29M
Total AUM (reported)
8.30M
Total Shares
Allocation by class
COM$97.11M51.3%
TR UNIT$35.68M18.9%
SPONSORED ADR$11.26M6.0%
CAP STK CL C$8.67M4.6%
GOLD SHS$6.42M3.4%
SHS$6.11M3.2%
COM UT LTD PTN$4.79M2.5%
Portfolio Concentration
Top 3$57.03M30.1%
4–10$47.75M25.2%
11–25$49.22M26.0%
Rest$35.30M18.6%
Top 3 weight
30.1%
Top 10 weight
55.4%
Voting Authority Distribution
Total shares with voting rights: 8.30M
Sole
Full voting authority
8.30M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole77
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings77
Rows:
SPDR S&P 500 ETF TR
SOLEShares80.50K
TypeSH
Market value$35.68M
18.85%
Sole
80.50K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares179.50K
TypeSH
Market value$11.33M
5.98%
Sole
179.50K
Shared
0.00
None
0.00
ARGENX SE
SOLEShares25.70K
TypeSH
Market value$10.02M
5.29%
Sole
25.70K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares71.65K
TypeSH
Market value$8.67M
4.58%
Sole
71.65K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares11.18K
TypeSH
Market value$8.03M
4.24%
Sole
11.18K
Shared
0.00
None
0.00
INTRA-CELLULAR THERAPIES INC
SOLEShares107.16K
TypeSH
Market value$6.79M
3.58%
Sole
107.16K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares36K
TypeSH
Market value$6.42M
3.39%
Sole
36K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares47.55K
TypeSH
Market value$6.41M
3.38%
Sole
47.55K
Shared
0.00
None
0.00
PROTHENA CORP PLC
SOLEShares84.75K
TypeSH
Market value$5.79M
3.06%
Sole
84.75K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares47.50K
TypeSH
Market value$5.66M
2.99%
Sole
47.50K
Shared
0.00
None
0.00
XENCOR INC
SOLEShares215K
TypeSH
Market value$5.37M
2.84%
Sole
215K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares377K
TypeSH
Market value$4.79M
2.53%
Sole
377K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares20.88K
TypeSH
Market value$4.63M
2.45%
Sole
20.88K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares137.25K
TypeSH
Market value$3.94M
2.08%
Sole
137.25K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares100K
TypeSH
Market value$3.64M
1.92%
Sole
100K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares7.50K
TypeSH
Market value$3.52M
1.86%
Sole
7.50K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares30.50K
TypeSH
Market value$3.47M
1.84%
Sole
30.50K
Shared
0.00
None
0.00
VIR BIOTECHNOLOGY INC
SOLEShares139.60K
TypeSH
Market value$3.42M
1.81%
Sole
139.60K
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.75K
TypeSH
Market value$2.86M
1.51%
Sole
14.75K
Shared
0.00
None
0.00
ZIMMER BIOMET HOLDINGS INC
SOLEShares18.40K
TypeSH
Market value$2.68M
1.42%
Sole
18.40K
Shared
0.00
None
0.00
INCYTE CORP
SOLEShares40.50K
TypeSH
Market value$2.52M
1.33%
Sole
40.50K
Shared
0.00
None
0.00
SEAGEN INC
SOLEShares11.65K
TypeSH
Market value$2.24M
1.18%
Sole
11.65K
Shared
0.00
None
0.00
ABERDEEN TOTAL DYNAMIC DIVD
SOLEShares253.50K
TypeSH
Market value$2.09M
1.11%
Sole
253.50K
Shared
0.00
None
0.00
AT&T INC
SOLEShares127.50K
TypeSH
Market value$2.03M
1.07%
Sole
127.50K
Shared
0.00
None
0.00
TURNING PT BRANDS INC
SOLEShares83.50K
TypeSH
Market value$2.00M
1.06%
Sole
83.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 80.50K | SH | $35.68M 18.85% | 80.50K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 179.50K | SH | $11.33M 5.98% | 179.50K | 0.00 | 0.00 |
ARGENX SESOLE | SPONSORED ADR | 25.70K | SH | $10.02M 5.29% | 25.70K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 71.65K | SH | $8.67M 4.58% | 71.65K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 11.18K | SH | $8.03M 4.24% | 11.18K | 0.00 | 0.00 |
INTRA-CELLULAR THERAPIES INCSOLE | COM | 107.16K | SH | $6.79M 3.58% | 107.16K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 36K | SH | $6.42M 3.39% | 36K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 47.55K | SH | $6.41M 3.38% | 47.55K | 0.00 | 0.00 |
PROTHENA CORP PLCSOLE | SHS | 84.75K | SH | $5.79M 3.06% | 84.75K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 47.50K | SH | $5.66M 2.99% | 47.50K | 0.00 | 0.00 |
XENCOR INCSOLE | COM | 215K | SH | $5.37M 2.84% | 215K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 377K | SH | $4.79M 2.53% | 377K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 20.88K | SH | $4.63M 2.45% | 20.88K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 137.25K | SH | $3.94M 2.08% | 137.25K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 100K | SH | $3.64M 1.92% | 100K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 7.50K | SH | $3.52M 1.86% | 7.50K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 30.50K | SH | $3.47M 1.84% | 30.50K | 0.00 | 0.00 |
VIR BIOTECHNOLOGY INCSOLE | COM | 139.60K | SH | $3.42M 1.81% | 139.60K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 14.75K | SH | $2.86M 1.51% | 14.75K | 0.00 | 0.00 |
ZIMMER BIOMET HOLDINGS INCSOLE | COM | 18.40K | SH | $2.68M 1.42% | 18.40K | 0.00 | 0.00 |
INCYTE CORPSOLE | COM | 40.50K | SH | $2.52M 1.33% | 40.50K | 0.00 | 0.00 |
SEAGEN INCSOLE | COM | 11.65K | SH | $2.24M 1.18% | 11.65K | 0.00 | 0.00 |
ABERDEEN TOTAL DYNAMIC DIVDSOLE | COM SH BEN INT | 253.50K | SH | $2.09M 1.11% | 253.50K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 127.50K | SH | $2.03M 1.07% | 127.50K | 0.00 | 0.00 |
TURNING PT BRANDS INCSOLE | COM | 83.50K | SH | $2.00M 1.06% | 83.50K | 0.00 | 0.00 |
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