Filed: 5/15/2023ACC: 0001013594-23-000478
📋 What this filing means
DCF ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $163.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$163.35M
Total AUM (reported)
8.14M
Total Shares
Allocation by class
COM$89.36M54.7%
TR UNIT$25.18M15.4%
SPONSORED ADR$10.85M6.6%
CAP STK CL C$8.42M5.2%
COM UT LTD PTN$4.66M2.9%
SHS$4.35M2.7%
GOLD SHS$3.94M2.4%
Portfolio Concentration
Top 3$46.76M28.6%
4–10$48.08M29.4%
11–25$42.72M26.2%
Rest$25.79M15.8%
Top 3 weight
28.6%
Top 10 weight
58.1%
Voting Authority Distribution
Total shares with voting rights: 8.14M
Sole
Full voting authority
8.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings63
Rows:
SPDR S&P 500 ETF TR
SOLEShares61.50K
TypeSH
Market value$25.18M
15.41%
Sole
61.50K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares72K
TypeSH
Market value$11.47M
7.02%
Sole
72K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares167.50K
TypeSH
Market value$10.11M
6.19%
Sole
167.50K
Shared
0.00
None
0.00
ARGENX SE
SOLEShares25.70K
TypeSH
Market value$9.58M
5.86%
Sole
25.70K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares11.03K
TypeSH
Market value$9.06M
5.55%
Sole
11.03K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares81K
TypeSH
Market value$8.42M
5.16%
Sole
81K
Shared
0.00
None
0.00
INTRA CELLULAR THERAPIES INC
SOLEShares118.60K
TypeSH
Market value$6.42M
3.93%
Sole
118.60K
Shared
0.00
None
0.00
XENCOR INC
SOLEShares210K
TypeSH
Market value$5.86M
3.59%
Sole
210K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares374K
TypeSH
Market value$4.66M
2.86%
Sole
374K
Shared
0.00
None
0.00
PROTHENA CORP PLC
SOLEShares84.25K
TypeSH
Market value$4.08M
2.50%
Sole
84.25K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares43K
TypeSH
Market value$4.00M
2.45%
Sole
43K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares138K
TypeSH
Market value$3.95M
2.42%
Sole
138K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares21.50K
TypeSH
Market value$3.94M
2.41%
Sole
21.50K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares100K
TypeSH
Market value$3.74M
2.29%
Sole
100K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares14.40K
TypeSH
Market value$3.48M
2.13%
Sole
14.40K
Shared
0.00
None
0.00
INCYTE CORP
SOLEShares42.50K
TypeSH
Market value$3.07M
1.88%
Sole
42.50K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares30K
TypeSH
Market value$2.94M
1.80%
Sole
30K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares8.25K
TypeSH
Market value$2.83M
1.73%
Sole
8.25K
Shared
0.00
None
0.00
SEAGEN INC
SOLEShares12.15K
TypeSH
Market value$2.46M
1.51%
Sole
12.15K
Shared
0.00
None
0.00
AT&T INC
SOLEShares127.50K
TypeSH
Market value$2.45M
1.50%
Sole
127.50K
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.75K
TypeSH
Market value$2.43M
1.49%
Sole
14.75K
Shared
0.00
None
0.00
ABERDEEN TOTAL DYNAMIC DIVD
SOLEShares253.50K
TypeSH
Market value$2.05M
1.25%
Sole
253.50K
Shared
0.00
None
0.00
NUVEEN CR STRATEGIES INCOME
SOLEShares364K
TypeSH
Market value$1.86M
1.14%
Sole
364K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares45K
TypeSH
Market value$1.78M
1.09%
Sole
45K
Shared
0.00
None
0.00
TURNING PT BRANDS INC
SOLEShares83.11K
TypePRN
Market value$1.75M
1.07%
Sole
83.11K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 61.50K | SH | $25.18M 15.41% | 61.50K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 72K | SH | $11.47M 7.02% | 72K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 167.50K | SH | $10.11M 6.19% | 167.50K | 0.00 | 0.00 |
ARGENX SESOLE | SPONSORED ADR | 25.70K | SH | $9.58M 5.86% | 25.70K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 11.03K | SH | $9.06M 5.55% | 11.03K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 81K | SH | $8.42M 5.16% | 81K | 0.00 | 0.00 |
INTRA CELLULAR THERAPIES INCSOLE | COM | 118.60K | SH | $6.42M 3.93% | 118.60K | 0.00 | 0.00 |
XENCOR INCSOLE | COM | 210K | SH | $5.86M 3.59% | 210K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 374K | SH | $4.66M 2.86% | 374K | 0.00 | 0.00 |
PROTHENA CORP PLCSOLE | SHS | 84.25K | SH | $4.08M 2.50% | 84.25K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 43K | SH | $4.00M 2.45% | 43K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | COM | 138K | SH | $3.95M 2.42% | 138K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 21.50K | SH | $3.94M 2.41% | 21.50K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 100K | SH | $3.74M 2.29% | 100K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 14.40K | SH | $3.48M 2.13% | 14.40K | 0.00 | 0.00 |
INCYTE CORPSOLE | COM | 42.50K | SH | $3.07M 1.88% | 42.50K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 30K | SH | $2.94M 1.80% | 30K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 8.25K | SH | $2.83M 1.73% | 8.25K | 0.00 | 0.00 |
SEAGEN INCSOLE | COM | 12.15K | SH | $2.46M 1.51% | 12.15K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 127.50K | SH | $2.45M 1.50% | 127.50K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 14.75K | SH | $2.43M 1.49% | 14.75K | 0.00 | 0.00 |
ABERDEEN TOTAL DYNAMIC DIVDSOLE | COM SH BEN INT | 253.50K | SH | $2.05M 1.25% | 253.50K | 0.00 | 0.00 |
NUVEEN CR STRATEGIES INCOMESOLE | COM SHS | 364K | SH | $1.86M 1.14% | 364K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JUNIOR GOLD MINE | 45K | SH | $1.78M 1.09% | 45K | 0.00 | 0.00 |
TURNING PT BRANDS INCSOLE | COM | 83.11K | PRN | $1.75M 1.07% | 83.11K | 0.00 | 0.00 |
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