Filed: 2/13/2023ACC: 0001013594-23-000184
📋 What this filing means
DCF ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $147.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$147.97M
Total AUM (reported)
8.72M
Total Shares
Allocation by class
COM$84.25M56.9%
TR UNIT$12.05M8.1%
SPONSORED ADR$10.87M7.3%
CAP STK CL C$7.28M4.9%
SHS$4.46M3.0%
COM UT LTD PTN$4.36M2.9%
COM NEW$4.23M2.9%
Portfolio Concentration
Top 3$33.15M22.4%
4–10$48.93M33.1%
11–25$41.36M28.0%
Rest$24.52M16.6%
Top 3 weight
22.4%
Top 10 weight
55.5%
Voting Authority Distribution
Total shares with voting rights: 8.72M
Sole
Full voting authority
8.72M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings64
Rows:
SPDR S&P 500 ETF TR
SOLEShares31.50K
TypeSH
Market value$12.05M
8.14%
Sole
31.50K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares72K
TypeSH
Market value$11.64M
7.86%
Sole
72K
Shared
0.00
None
0.00
ARGENX SE
SOLEShares25K
TypeSH
Market value$9.47M
6.40%
Sole
25K
Shared
0.00
None
0.00
INTRA CELLULAR THERAPIES INC
SOLEShares156.25K
TypeSH
Market value$8.27M
5.59%
Sole
156.25K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares240K
TypeSH
Market value$7.95M
5.37%
Sole
240K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares10.90K
TypeSH
Market value$7.86M
5.31%
Sole
10.90K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares155K
TypeSH
Market value$7.75M
5.24%
Sole
155K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares82K
TypeSH
Market value$7.28M
4.92%
Sole
82K
Shared
0.00
None
0.00
XENCOR INC
SOLEShares205.97K
TypeSH
Market value$5.36M
3.62%
Sole
205.97K
Shared
0.00
None
0.00
PROTHENA CORP PLC
SOLEShares74.10K
TypeSH
Market value$4.46M
3.02%
Sole
74.10K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares367.50K
TypeSH
Market value$4.36M
2.95%
Sole
367.50K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares24K
TypeSH
Market value$4.07M
2.75%
Sole
24K
Shared
0.00
None
0.00
ALTIMMUNE INC
SOLEShares229.68K
TypeSH
Market value$3.78M
2.55%
Sole
229.68K
Shared
0.00
None
0.00
INCYTE CORP
SOLEShares44K
TypeSH
Market value$3.53M
2.39%
Sole
44K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares43K
TypeSH
Market value$3.51M
2.38%
Sole
43K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares100K
TypeSH
Market value$3.46M
2.34%
Sole
100K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares8.25K
TypeSH
Market value$3.02M
2.04%
Sole
8.25K
Shared
0.00
None
0.00
AT&T INC
SOLEShares142.50K
TypeSH
Market value$2.62M
1.77%
Sole
142.50K
Shared
0.00
None
0.00
ABERDEEN TOTAL DYNAMIC DIVD
SOLEShares272K
TypeSH
Market value$2.12M
1.43%
Sole
272K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares30K
TypeSH
Market value$1.94M
1.31%
Sole
30K
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.75K
TypeSH
Market value$1.92M
1.30%
Sole
14.75K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares36.25K
TypeSH
Market value$1.86M
1.26%
Sole
36.25K
Shared
0.00
None
0.00
TURNING PT BRANDS INC
SOLEShares83.11K
TypeSH
Market value$1.80M
1.21%
Sole
83.11K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares5K
TypeSH
Market value$1.76M
1.19%
Sole
5K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares45K
TypeSH
Market value$1.60M
1.08%
Sole
45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 31.50K | SH | $12.05M 8.14% | 31.50K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 72K | SH | $11.64M 7.86% | 72K | 0.00 | 0.00 |
ARGENX SESOLE | SPONSORED ADR | 25K | SH | $9.47M 6.40% | 25K | 0.00 | 0.00 |
INTRA CELLULAR THERAPIES INCSOLE | COM | 156.25K | SH | $8.27M 5.59% | 156.25K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | COM | 240K | SH | $7.95M 5.37% | 240K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 10.90K | SH | $7.86M 5.31% | 10.90K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 155K | SH | $7.75M 5.24% | 155K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 82K | SH | $7.28M 4.92% | 82K | 0.00 | 0.00 |
XENCOR INCSOLE | COM | 205.97K | SH | $5.36M 3.62% | 205.97K | 0.00 | 0.00 |
PROTHENA CORP PLCSOLE | SHS | 74.10K | SH | $4.46M 3.02% | 74.10K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 367.50K | SH | $4.36M 2.95% | 367.50K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 24K | SH | $4.07M 2.75% | 24K | 0.00 | 0.00 |
ALTIMMUNE INCSOLE | COM NEW | 229.68K | SH | $3.78M 2.55% | 229.68K | 0.00 | 0.00 |
INCYTE CORPSOLE | COM | 44K | SH | $3.53M 2.39% | 44K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 43K | SH | $3.51M 2.38% | 43K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 100K | SH | $3.46M 2.34% | 100K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 8.25K | SH | $3.02M 2.04% | 8.25K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 142.50K | SH | $2.62M 1.77% | 142.50K | 0.00 | 0.00 |
ABERDEEN TOTAL DYNAMIC DIVDSOLE | COM SH BEN INT | 272K | SH | $2.12M 1.43% | 272K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 30K | SH | $1.94M 1.31% | 30K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 14.75K | SH | $1.92M 1.30% | 14.75K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 36.25K | SH | $1.86M 1.26% | 36.25K | 0.00 | 0.00 |
TURNING PT BRANDS INCSOLE | COM | 83.11K | SH | $1.80M 1.21% | 83.11K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 5K | SH | $1.76M 1.19% | 5K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JUNIOR GOLD MINE | 45K | SH | $1.60M 1.08% | 45K | 0.00 | 0.00 |
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