D.B. ROOT & COMPANY, LLC

Filed: 2/3/2026ACC: 0001731717-26-000001

📋 What this filing means

D.B. ROOT & COMPANY, LLC filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $409.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

188

Positions

$409.90M

Total AUM (reported)

7.77M

Total Shares

Allocation by class

COM$96.20M23.5%

CORE PLUS BD ETF$71.50M17.4%

US LRG CAP ETF$39.29M9.6%

MULTISECTOR BD$30.83M7.5%

DIV APP ETF$17.12M4.2%

US BRD MKT ETF$12.09M3.0%

INTL CORE EQT MK$10.81M2.6%

Portfolio Concentration

Top 3$141.62M34.6%

4–10$77.13M18.8%

11–25$73.99M18.1%

Rest$117.16M28.6%

Top 3 weight

34.6%

Top 10 weight

53.4%

Voting Authority Distribution

Total shares with voting rights: 7.77M

Sole

Full voting authority

4.03K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.77M

% of voting shares99.9%

Investment Discretion (by position count)

Sole188

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings188

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares1.51M

TypeSH

Market value$71.50M

17.44%

Sole

0.00

Shared

0.00

None

1.51M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares1.46M

TypeSH

Market value$39.29M

9.59%

Sole

0.00

Shared

0.00

None

1.46M

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares1.16M

TypeSH

Market value$30.83M

7.52%

Sole

0.00

Shared

0.00

None

1.16M

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares77.88K

TypeSH

Market value$17.12M

4.18%

Sole

0.00

Shared

0.00

None

77.88K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares461.07K

TypeSH

Market value$12.09M

2.95%

Sole

0.00

Shared

0.00

None

461.07K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares283.63K

TypeSH

Market value$10.81M

2.64%

Sole

0.00

Shared

0.00

None

283.63K

APPLE INC

SOLE

COM

Shares39.42K

TypeSH

Market value$10.72M

2.61%

Sole

0.00

Shared

0.00

None

39.42K

INNOVATOR ETFS TRUST

SOLE

U S EQ 10 BUFFER

Shares320.29K

TypeSH

Market value$10.43M

2.54%

Sole

0.00

Shared

0.00

None

320.29K

INNOVATOR ETFS TRUST

SOLE

BUFFER STEP UP S

Shares221.97K

TypeSH

Market value$8.24M

2.01%

Sole

0.00

Shared

0.00

None

221.97K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares236.67K

TypeSH

Market value$7.72M

1.88%

Sole

0.00

Shared

0.00

None

236.67K

INNOVATOR ETFS TRUST

SOLE

INTL DVLPD 10 BU

Shares203.79K

TypeSH

Market value$5.96M

1.45%

Sole

0.00

Shared

0.00

None

203.79K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares45.26K

TypeSH

Market value$5.96M

1.45%

Sole

0.00

Shared

0.00

None

45.26K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares9.22K

TypeSH

Market value$5.78M

1.41%

Sole

0.00

Shared

0.00

None

9.22K

DICKS SPORTING GOODS INC

SOLE

COM

Shares26.95K

TypeSH

Market value$5.34M

1.30%

Sole

0.00

Shared

0.00

None

26.95K

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares35.17K

TypeSH

Market value$5.06M

1.24%

Sole

0.00

Shared

0.00

None

35.17K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares14.97K

TypeSH

Market value$5.02M

1.22%

Sole

0.00

Shared

0.00

None

14.97K

SPDR GOLD TR

SOLE

GOLD SHS

Shares12.66K

TypeSH

Market value$5.02M

1.22%

Sole

0.00

Shared

0.00

None

12.66K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares180.43K

TypeSH

Market value$4.95M

1.21%

Sole

0.00

Shared

0.00

None

180.43K

MICROSOFT CORP

SOLE

COM

Shares10.10K

TypeSH

Market value$4.89M

1.19%

Sole

0.00

Shared

0.00

None

10.10K

AMAZON COM INC

SOLE

COM

Shares20.52K

TypeSH

Market value$4.74M

1.16%

Sole

0.00

Shared

0.00

None

20.52K

NVIDIA CORPORATION

SOLE

COM

Shares25.11K

TypeSH

Market value$4.68M

1.14%

Sole

0.00

Shared

0.00

None

25.11K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares15.42K

TypeSH

Market value$4.48M

1.09%

Sole

0.00

Shared

0.00

None

15.42K

THORNBURG ETF TR

SOLE

MULTI SECTOR BD

Shares167.93K

TypeSH

Market value$4.30M

1.05%

Sole

0.00

Shared

0.00

None

167.93K

AUTOMATIC DATA PROCESSING IN

SOLE

COM

Shares16.55K

TypeSH

Market value$4.26M

1.04%

Sole

0.00

Shared

0.00

None

16.55K

WALMART INC

SOLE

COM

Shares32.11K

TypeSH

Market value$3.58M

0.87%

Sole

0.00

Shared

0.00

None

32.11K

Issuer	Class	Shares	Type	Value / Portfolio %	None
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	1.51M	SH	$71.50M 17.44%	1.51M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	1.46M	SH	$39.29M 9.59%	1.46M
PIMCO ETF TRSOLE	MULTISECTOR BD	1.16M	SH	$30.83M 7.52%	1.16M
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	77.88K	SH	$17.12M 4.18%	77.88K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	461.07K	SH	$12.09M 2.95%	461.07K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	283.63K	SH	$10.81M 2.64%	283.63K
APPLE INCSOLE	COM	39.42K	SH	$10.72M 2.61%	39.42K
INNOVATOR ETFS TRUSTSOLE	U S EQ 10 BUFFER	320.29K	SH	$10.43M 2.54%	320.29K
INNOVATOR ETFS TRUSTSOLE	BUFFER STEP UP S	221.97K	SH	$8.24M 2.01%	221.97K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	236.67K	SH	$7.72M 1.88%	236.67K
INNOVATOR ETFS TRUSTSOLE	INTL DVLPD 10 BU	203.79K	SH	$5.96M 1.45%	203.79K
ISHARES TRSOLE	S&P MC 400VL ETF	45.26K	SH	$5.96M 1.45%	45.26K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	9.22K	SH	$5.78M 1.41%	9.22K
DICKS SPORTING GOODS INCSOLE	COM	26.95K	SH	$5.34M 1.30%	26.95K
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	35.17K	SH	$5.06M 1.24%	35.17K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	14.97K	SH	$5.02M 1.22%	14.97K
SPDR GOLD TRSOLE	GOLD SHS	12.66K	SH	$5.02M 1.22%	12.66K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	180.43K	SH	$4.95M 1.21%	180.43K
MICROSOFT CORPSOLE	COM	10.10K	SH	$4.89M 1.19%	10.10K
AMAZON COM INCSOLE	COM	20.52K	SH	$4.74M 1.16%	20.52K
NVIDIA CORPORATIONSOLE	COM	25.11K	SH	$4.68M 1.14%	25.11K
VANGUARD INDEX FDSSOLE	MID CAP ETF	15.42K	SH	$4.48M 1.09%	15.42K
THORNBURG ETF TRSOLE	MULTI SECTOR BD	167.93K	SH	$4.30M 1.05%	167.93K
AUTOMATIC DATA PROCESSING INSOLE	COM	16.55K	SH	$4.26M 1.04%	16.55K
WALMART INCSOLE	COM	32.11K	SH	$3.58M 0.87%	32.11K

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