DAW TRACY D (SEE REMARKS) exercised options at FUNKO, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/16/2026ACC: 0001501098-26-000004
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
22.37K acquired · 22.37K disposed
Non-Derivative Transactions2
CLASS A COMMON STOCK
Direct
Shares
+9.77K
Price / share
—
Trade value
—
% of position
26.1%
3/12/2026
37.44K→47.21K
CLASS A COMMON STOCK
Direct
Shares
+12.60K
Price / share
—
Trade value
—
% of position
26.7%
3/13/2026
47.21K→59.81K
Total
Net shares
+22.37K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK Direct | 3/12/2026 | M · Option Exercise | +9.77K | — | — | 26.1% | 37.44K | 47.21K |
| CLASS A COMMON STOCK Direct | 3/13/2026 | M · Option Exercise | +12.60K | — | — | 26.7% | 47.21K | 59.81K |
| Total | +22.37K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
CLASS A COMMON STOCK
9.77K shares
Shares
−9.77K
Strike price
Held after
29.30K
Exercisable
—
3/12/2026
Restricted Stock Units
Direct
Converts to
CLASS A COMMON STOCK
12.60K shares
Shares
−12.60K
Strike price
Held after
25.20K
Exercisable
—
3/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | CLASS A COMMON STOCK9.77K shares | 3/12/2026 | M · Option Exercise | −9.77K | — | 29.30K | |
| Restricted Stock Units Direct | CLASS A COMMON STOCK12.60K shares | 3/13/2026 | M · Option Exercise | −12.60K | — | 25.20K |