DAVIS ROBERT CRAIG reported 2 transactions at ANWORTH MORTGAGE ASSET CORP
Review the transaction codes below to understand the nature of each event.
Filed: 3/22/2021ACC: 0001179110-21-003651
Director
Since Jul 2018
-71K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
71K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−40K
Price / share
—
Trade value
—
% of position
New position
3/19/2021
40K→0.00
Series A Cumulative Preferred Stock
Direct
Shares
−3K
Price / share
—
Trade value
—
% of position
New position
3/19/2021
3K→0.00
Total
Net shares
−43K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/19/2021 | D · Disposition | −40K | — | — | New position | 40K | 0.00 |
| Series A Cumulative Preferred Stock Direct | 3/19/2021 | D · Disposition | −3K | — | — | New position | 3K | 0.00 |
| Total | −43K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
24K shares
Shares
−24K
Strike price
Held after
0.00
Exercisable
—
3/19/2021
Series B Cumulative Convertible Preferred Stock
Direct
Converts to
Common Stock
24.89K shares
Shares
−4K
Strike price
Held after
0.00
Exercisable
—
3/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock24K shares | 3/19/2021 | D · Disposition | −24K | — | 0.00 | |
| Series B Cumulative Convertible Preferred Stock Direct | Common Stock24.89K shares | 3/19/2021 | D · Disposition | −4K | — | 0.00 |