Filed: 10/9/2024ACC: 0001085146-24-004753
📋 What this filing means
DAVIES FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 72 equity positions with a total reported market value of $114.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
72
Positions
$114.60M
Total AUM (reported)
1.34M
Total Shares
Allocation by class
COM$37.09M32.4%
UNIT SER 1$21.93M19.1%
TR UNIT$8.71M7.6%
QUITY MANAGD FLR$5.79M5.1%
ISHARES NEW$4.21M3.7%
NASDAQ 100 MANA$3.65M3.2%
IBOXX HI YD ETF$3.36M2.9%
Portfolio Concentration
Top 3$38.56M33.6%
4–10$27.42M23.9%
11–25$24.72M21.6%
Rest$23.91M20.9%
Top 3 weight
33.6%
Top 10 weight
57.6%
Voting Authority Distribution
Total shares with voting rights: 1.34M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.34M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole72
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings72
Rows:
INVESCO QQQ TR
SOLEShares44.94K
TypeSH
Market value$21.93M
19.14%
Sole
0.00
Shared
0.00
None
44.94K
SPDR S&P 500 ETF TR
SOLEShares15.19K
TypeSH
Market value$8.71M
7.60%
Sole
0.00
Shared
0.00
None
15.19K
APPLE INC
SOLEShares33.95K
TypeSH
Market value$7.91M
6.90%
Sole
0.00
Shared
0.00
None
33.95K
INNOVATOR ETFS TRUST
SOLEShares181.95K
TypeSH
Market value$5.79M
5.05%
Sole
0.00
Shared
0.00
None
181.95K
MICROSOFT CORP
SOLEShares10.14K
TypeSH
Market value$4.36M
3.81%
Sole
0.00
Shared
0.00
None
10.14K
ISHARES GOLD TR
SOLEShares84.75K
TypeSH
Market value$4.21M
3.68%
Sole
0.00
Shared
0.00
None
84.75K
INNOVATOR ETFS TRUST
SOLEShares132.53K
TypeSH
Market value$3.65M
3.19%
Sole
0.00
Shared
0.00
None
132.53K
ISHARES TR
SOLEShares41.90K
TypeSH
Market value$3.36M
2.94%
Sole
0.00
Shared
0.00
None
41.90K
NVIDIA CORPORATION
SOLEShares26.80K
TypeSH
Market value$3.25M
2.84%
Sole
0.00
Shared
0.00
None
26.80K
ISHARES TR
SOLEShares25.44K
TypeSH
Market value$2.78M
2.43%
Sole
0.00
Shared
0.00
None
25.44K
ADVANCED MICRO DEVICES INC
SOLEShares14.71K
TypeSH
Market value$2.41M
2.11%
Sole
0.00
Shared
0.00
None
14.71K
HOME DEPOT INC
SOLEShares5.48K
TypeSH
Market value$2.22M
1.94%
Sole
0.00
Shared
0.00
None
5.48K
ALPHABET INC
SOLEShares12.61K
TypeSH
Market value$2.11M
1.84%
Sole
0.00
Shared
0.00
None
12.61K
COSTCO WHSL CORP NEW
SOLEShares2.35K
TypeSH
Market value$2.09M
1.82%
Sole
0.00
Shared
0.00
None
2.35K
ALPHABET INC
SOLEShares11.91K
TypeSH
Market value$1.97M
1.72%
Sole
0.00
Shared
0.00
None
11.91K
CAPITAL GROUP CORE BALANCED
SOLEShares58.13K
TypeSH
Market value$1.80M
1.57%
Sole
0.00
Shared
0.00
None
58.13K
META PLATFORMS INC
SOLEShares3.12K
TypeSH
Market value$1.79M
1.56%
Sole
0.00
Shared
0.00
None
3.12K
WALMART INC
SOLEShares22.04K
TypeSH
Market value$1.78M
1.55%
Sole
0.00
Shared
0.00
None
22.04K
AMAZON COM INC
SOLEShares9.24K
TypeSH
Market value$1.72M
1.50%
Sole
0.00
Shared
0.00
None
9.24K
PROCTER AND GAMBLE CO
SOLEShares6.80K
TypeSH
Market value$1.18M
1.03%
Sole
0.00
Shared
0.00
None
6.80K
B. RILEY FINANCIAL INC
SOLEShares221.96K
TypeSH
Market value$1.17M
1.02%
Sole
0.00
Shared
0.00
None
221.96K
ETF SER SOLUTIONS
SOLEShares45.23K
TypeSH
Market value$1.16M
1.01%
Sole
0.00
Shared
0.00
None
45.23K
INVESCO EXCHANGE TRADED FD T
SOLEShares6.31K
TypeSH
Market value$1.13M
0.99%
Sole
0.00
Shared
0.00
None
6.31K
UNITEDHEALTH GROUP INC
SOLEShares1.91K
TypeSH
Market value$1.12M
0.98%
Sole
0.00
Shared
0.00
None
1.91K
SELECT SECTOR SPDR TR
SOLEShares23.65K
TypeSH
Market value$1.07M
0.94%
Sole
0.00
Shared
0.00
None
23.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 44.94K | SH | $21.93M 19.14% | 0.00 | 0.00 | 44.94K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 15.19K | SH | $8.71M 7.60% | 0.00 | 0.00 | 15.19K |
APPLE INCSOLE | COM | 33.95K | SH | $7.91M 6.90% | 0.00 | 0.00 | 33.95K |
INNOVATOR ETFS TRUSTSOLE | QUITY MANAGD FLR | 181.95K | SH | $5.79M 5.05% | 0.00 | 0.00 | 181.95K |
MICROSOFT CORPSOLE | COM | 10.14K | SH | $4.36M 3.81% | 0.00 | 0.00 | 10.14K |
ISHARES GOLD TRSOLE | ISHARES NEW | 84.75K | SH | $4.21M 3.68% | 0.00 | 0.00 | 84.75K |
INNOVATOR ETFS TRUSTSOLE | NASDAQ 100 MANA | 132.53K | SH | $3.65M 3.19% | 0.00 | 0.00 | 132.53K |
ISHARES TRSOLE | IBOXX HI YD ETF | 41.90K | SH | $3.36M 2.94% | 0.00 | 0.00 | 41.90K |
NVIDIA CORPORATIONSOLE | COM | 26.80K | SH | $3.25M 2.84% | 0.00 | 0.00 | 26.80K |
ISHARES TRSOLE | 10-20 YR TRS ETF | 25.44K | SH | $2.78M 2.43% | 0.00 | 0.00 | 25.44K |
ADVANCED MICRO DEVICES INCSOLE | COM | 14.71K | SH | $2.41M 2.11% | 0.00 | 0.00 | 14.71K |
HOME DEPOT INCSOLE | COM | 5.48K | SH | $2.22M 1.94% | 0.00 | 0.00 | 5.48K |
ALPHABET INCSOLE | CAP STK CL C | 12.61K | SH | $2.11M 1.84% | 0.00 | 0.00 | 12.61K |
COSTCO WHSL CORP NEWSOLE | COM | 2.35K | SH | $2.09M 1.82% | 0.00 | 0.00 | 2.35K |
ALPHABET INCSOLE | CAP STK CL A | 11.91K | SH | $1.97M 1.72% | 0.00 | 0.00 | 11.91K |
CAPITAL GROUP CORE BALANCEDSOLE | SHS | 58.13K | SH | $1.80M 1.57% | 0.00 | 0.00 | 58.13K |
META PLATFORMS INCSOLE | CL A | 3.12K | SH | $1.79M 1.56% | 0.00 | 0.00 | 3.12K |
WALMART INCSOLE | COM | 22.04K | SH | $1.78M 1.55% | 0.00 | 0.00 | 22.04K |
AMAZON COM INCSOLE | COM | 9.24K | SH | $1.72M 1.50% | 0.00 | 0.00 | 9.24K |
PROCTER AND GAMBLE COSOLE | COM | 6.80K | SH | $1.18M 1.03% | 0.00 | 0.00 | 6.80K |
B. RILEY FINANCIAL INCSOLE | COM | 221.96K | SH | $1.17M 1.02% | 0.00 | 0.00 | 221.96K |
ETF SER SOLUTIONSSOLE | NATIONWIDE NASDQ | 45.23K | SH | $1.16M 1.01% | 0.00 | 0.00 | 45.23K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 6.31K | SH | $1.13M 0.99% | 0.00 | 0.00 | 6.31K |
UNITEDHEALTH GROUP INCSOLE | COM | 1.91K | SH | $1.12M 0.98% | 0.00 | 0.00 | 1.91K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 23.65K | SH | $1.07M 0.94% | 0.00 | 0.00 | 23.65K |
Page 1 of 3