DAVID K. SHERMAN 1997 FAMILY TRUST enters ENDI CORP. with 672K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/22/2022ACC: 0000919574-22-005213
10% Owner
Since Aug 2022
672K
Baseline shares
100% direct
672K
Direct ownership
2 positions
328K
Derivative underlying
2 instruments
2
Security positions
All direct
Non-Derivative Holdings2
Class A Common Stock
DirectShares owned384K
Class B Common Stock
DirectShares owned288K
Total
672K direct672K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 384K | Direct |
| Class B Common Stock | 288K | Direct |
| Total | 672K | 672K direct |
Derivative Holdings2
Class W-1 Warrants (right to buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
288K
Shares owned
N/A
Exercise price
8.00
Expiration
—
Exercise window
—
Class W-2 Warrants (right to buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
40K
Shares owned
N/A
Exercise price
8.00
Expiration
—
Exercise window
—
Total
Underlying
328K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class W-1 Warrants (right to buy) Direct | Class A Common Stock | 8.00 | — | — | 288K | N/A |
| Class W-2 Warrants (right to buy) Direct | Class A Common Stock | 8.00 | — | — | 40K | N/A |
| Total | 328K | 0.00 | ||||