Senior insider sale

Chief Financial Officer at UPSTART HOLDINGS, INC. — senior position signals high conviction

$3.00M

57.42K shares

What this filing means

DATTA SANJAY plans to sell 57.42K shares of UPSTART HOLDINGS, INC. valued at approximately $3.00M. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.

DATTA SANJAY

Filed: 11/20/2024ACC: 0001921094-24-001448

InsiderDATTA SANJAYCIK 1832808

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IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· Chief Financial Officer

Since Dec 2020

57.42K

Shares to sell

$3.00M

Approx. market value

18.62K

Acquired (3 months)

Planned

14 completed

Securities Acquired — Last 3 Months1

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Restricted Stock Lapse - See Remarks

Equity Compensation

11/20/2024

18.62K

Total acquired18.62K

Acquisition Date	Type	Amount Acquired	Gift
11/20/2024	Restricted Stock Lapse - See Remarks Equity Compensation	18.62K	—
Total		18.62K

Planned & Completed Dispositions15

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Completed

—Completed

Units to sell

1.50K

Market value

$119.3K

11/18/2024

—Completed

Units to sell

1.50K

Market value

$119.3K

11/11/2024

—Completed

Units to sell

1.50K

Market value

$73.0K

11/4/2024

—Completed

Units to sell

1.50K

Market value

$77.5K

10/28/2024

—Completed

Units to sell

1.50K

Market value

$80.7K

10/21/2024

—Completed

Units to sell

1.50K

Market value

$73.0K

10/14/2024

—Completed

Units to sell

1.50K

Market value

$61.9K

10/7/2024

—Completed

Units to sell

1.50K

Market value

$60.5K

9/30/2024

—Completed

Units to sell

1.50K

Market value

$60.0K

9/23/2024

—Completed

Units to sell

1.50K

Market value

$51.6K

9/16/2024

—Completed

Units to sell

1.50K

Market value

$52.3K

9/9/2024

—Completed

Units to sell

1.50K

Market value

$62.7K

9/3/2024

—Completed

Units to sell

1.50K

Market value

$63.6K

8/26/2024

—Completed

Units to sell

19.30K

Market value

$739.9K

8/20/2024

Planned — Approximate Date

NASDAQPlanned

Units to sell

18.62K

Market value

$1.30M

11/20/2024

Total

Units

57.42K

Value

$3.00M

Date	Units to Sell	Approx. Market Value	Exchange	Status
Completed
11/18/2024	1.50K	$119.3K	—	Completed
11/11/2024	1.50K	$119.3K	—	Completed
11/4/2024	1.50K	$73.0K	—	Completed
10/28/2024	1.50K	$77.5K	—	Completed
10/21/2024	1.50K	$80.7K	—	Completed
10/14/2024	1.50K	$73.0K	—	Completed
10/7/2024	1.50K	$61.9K	—	Completed
9/30/2024	1.50K	$60.5K	—	Completed
9/23/2024	1.50K	$60.0K	—	Completed
9/16/2024	1.50K	$51.6K	—	Completed
9/9/2024	1.50K	$52.3K	—	Completed
9/3/2024	1.50K	$62.7K	—	Completed
8/26/2024	1.50K	$63.6K	—	Completed
8/20/2024	19.30K	$739.9K	—	Completed
Planned — Approximate Date
11/20/2024	18.62K	$1.30M	NASDAQ	Planned
Total	57.42K	$3.00M