DARDEN JANE W exercised options at CHARTER FINANCIAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

DARDEN JANE W

Filed: 8/16/2018ACC: 0000899243-18-022600

InsiderDARDEN JANE WCIK 1241861

→

IssuerCHARTER FINANCIAL CORPCIK 1478726

Director

Since Aug 2018

-22.55K

Net shares

Net seller

$545.4K

Total sold

Open market trades

0B · 0S

Total transactions

54.24K acquired · 76.79K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+6.24K

Price / share

$8.18

Trade value

$51K

% of position

13.8%

8/13/2018

45.12K→51.36K

Common Stock

Direct

M · Option Exercise

+13.72K

Price / share

$8.82

Trade value

$120.99K

% of position

26.7%

8/13/2018

51.36K→65.08K

Common Stock

Direct

M · Option Exercise

+34.29K

Price / share

$10.89

Trade value

$373.44K

% of position

52.7%

8/13/2018

65.08K→99.37K

Common Stock

Direct

F · Tax Withholding

−22.55K

Price / share

$24.19

Trade value

$545.44K

% of position

22.7%

8/13/2018

99.37K→76.82K

Total

Net shares

+31.70K

Net value

-$1.18

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/13/2018	M · Option Exercise	+6.24K	$8.18	$51K	13.8%	45.12K	51.36K
Common Stock Direct	8/13/2018	M · Option Exercise	+13.72K	$8.82	$120.99K	26.7%	51.36K	65.08K
Common Stock Direct	8/13/2018	M · Option Exercise	+34.29K	$10.89	$373.44K	52.7%	65.08K	99.37K
Common Stock Direct	8/13/2018	F · Tax Withholding	−22.55K	$24.19	$545.44K	22.7%	99.37K	76.82K
Total			+31.70K		-$1.18

Derivative Transactions3

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

6.24K shares

−6.24K

Strike price

8.18

Held after

0.00

Exercisable

—

8/14/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

13.72K shares

−13.72K

Strike price

8.82

Held after

0.00

Exercisable

—

8/14/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

34.29K shares

−34.29K

Strike price

10.89

Held after

8.58K

Exercisable

—

8/14/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock6.24K shares	8/14/2018	M · Option Exercise	−6.24K	8.18	—	0.00
Stock Option Direct	Common Stock13.72K shares	8/14/2018	M · Option Exercise	−13.72K	8.82	—	0.00
Stock Option Direct	Common Stock34.29K shares	8/14/2018	M · Option Exercise	−34.29K	10.89	—	8.58K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned6.24K

Common Stock

Indirect

Shares owned6.64K

Total

12.88K indirect12.88K

Security Title	Shares Owned	Ownership Type
Common Stock	6.24K	Indirect
Common Stock	6.64K	Indirect
Total	12.88K	12.88K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported