D'ANNUNZIO MARC (General Counsel & Secretary) exercised options at BAKKT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/4/2025ACC: 0001871559-25-000014
Officer· General Counsel & Secretary
Since Oct 2021
+134.23K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
182.42K acquired · 48.19K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+48.19K
Price / share
—
Trade value
—
% of position
69.6%
11/3/2025
69.25K→117.44K
Total
Net shares
+48.19K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 11/3/2025 | M · Option Exercise | +48.19K | — | — | 69.6% | 69.25K | 117.44K |
| Total | +48.19K | $0.00 | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Class A Common Stock
134.23K shares
Shares
+134.23K
Strike price
10
Held after
134.23K
Exercisable
—
10/31/2025
Bakkt Opco Units
Direct
Converts to
Class A Common Stock
48.19K shares
Shares
−48.19K
Strike price
Held after
0.00
Exercisable
—
11/3/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Class A Common Stock134.23K shares | 10/31/2025 | A · Award | +134.23K | 10 | — | 134.23K |
| Bakkt Opco Units Direct | Class A Common Stock48.19K shares | 11/3/2025 | M · Option Exercise | −48.19K | — | 0.00 |