DANG LUAN (Chief Technology Officer) exercised options at PHUNWARE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/20/2022ACC: 0001628280-22-015057
Officer· Chief Technology Officer
Since Dec 2018
-5.28K
Net shares
Net seller
$7.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
14.58K acquired · 19.86K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+14.58K
Price / share
—
Trade value
—
% of position
0.9%
5/18/2022
1.61M→1.63M
Common Stock
Direct
Shares
−5.28K
Price / share
$1.40
Trade value
$7.39K
% of position
0.3%
5/19/2022
1.63M→1.62M
Total
Net shares
+9.31K
Net value
-$7.39K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/18/2022 | M · Option Exercise | +14.58K | — | — | 0.9% | 1.61M | 1.63M |
| Common Stock Direct | 5/19/2022 | F · Tax Withholding | −5.28K | $1.40 | $7.39K | 0.3% | 1.63M | 1.62M |
| Total | +9.31K | -$7.39K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
14.58K shares
Shares
−14.58K
Strike price
Held after
43.75K
Exercisable
—
5/18/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock14.58K shares | 5/18/2022 | M · Option Exercise | −14.58K | — | 43.75K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned43.75K
Total
43.75K indirect43.75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 43.75K | Indirect |
| Total | 43.75K | 43.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported