DANG LUAN (Chief Technology Officer) exercised options at PHUNWARE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 11/23/2021ACC: 0001628280-21-024086
Officer· Chief Technology Officer
Since Dec 2018
-8.91K
Net shares
Net seller
$19.6K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
18.33K acquired · 27.24K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+14.58K
Price / share
—
Trade value
—
% of position
0.9%
11/19/2021
1.66M→1.68M
Common Stock
Direct
Shares
−5.16K
Price / share
$3.81
Trade value
$19.63K
% of position
0.3%
11/19/2021
1.68M→1.67M
Common Stock
Direct
Shares
+3.75K
Price / share
$0.61
Trade value
$2.29K
% of position
0.2%
11/23/2021
1.67M→1.68M
Common Stock
Direct
Shares
−3.75K
Price / share
—
Trade value
—
% of position
0.2%
11/23/2021
1.68M→1.67M
Total
Net shares
+9.43K
Net value
-$17.34K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/19/2021 | M · Option Exercise | +14.58K | — | — | 0.9% | 1.66M | 1.68M |
| Common Stock Direct | 11/19/2021 | F · Tax Withholding | −5.16K | $3.81 | $19.63K | 0.3% | 1.68M | 1.67M |
| Common Stock Direct | 11/23/2021 | M · Option Exercise | +3.75K | $0.61 | $2.29K | 0.2% | 1.67M | 1.68M |
| Common Stock Direct | 11/23/2021 | G · Gift | −3.75K | — | — | 0.2% | 1.68M | 1.67M |
| Total | +9.43K | -$17.34K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
14.58K shares
Shares
−14.58K
Strike price
Held after
58.33K
Exercisable
—
11/19/2021
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
3.75K shares
Shares
−3.75K
Strike price
0.61
Held after
86.41K
Exercisable
—
11/23/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock14.58K shares | 11/19/2021 | M · Option Exercise | −14.58K | — | 58.33K | |
| Employee Stock Option (right to buy) Direct | Common Stock3.75K shares | 11/23/2021 | M · Option Exercise | −3.75K | 0.61 | — | 86.41K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned43.75K
Total
43.75K indirect43.75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 43.75K | Indirect |
| Total | 43.75K | 43.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported