DANG LUAN (Chief Technology Officer) exercised options at PHUNWARE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/20/2021ACC: 0001628280-21-017425
Officer· Chief Technology Officer
Since Dec 2018
-5.42K
Net shares
Net seller
$4.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
14.58K acquired · 20K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+14.58K
Price / share
—
Trade value
—
% of position
0.9%
8/18/2021
1.65M→1.67M
Common Stock
Direct
Shares
−5.42K
Price / share
$0.85
Trade value
$4.58K
% of position
0.3%
8/19/2021
1.67M→1.66M
Total
Net shares
+9.17K
Net value
-$4.58K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/18/2021 | M · Option Exercise | +14.58K | — | — | 0.9% | 1.65M | 1.67M |
| Common Stock Direct | 8/19/2021 | F · Tax Withholding | −5.42K | $0.85 | $4.58K | 0.3% | 1.67M | 1.66M |
| Total | +9.17K | -$4.58K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
14.58K shares
Shares
−14.58K
Strike price
Held after
72.92K
Exercisable
—
8/18/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock14.58K shares | 8/18/2021 | M · Option Exercise | −14.58K | — | 72.92K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned43.75K
Total
43.75K indirect43.75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 43.75K | Indirect |
| Total | 43.75K | 43.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported