DALUM THOMAS E

PrivateCIK: 1336612
Location

WAUWATOSA, WI

DALUM THOMAS E sold 1.3% of their position (853.00 shares) of WATERSTONE FINANCIAL, INC. on the open market

Open‑market sale worth $18.6K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 6 sales
InsiderDALUM THOMAS ECIK 1336612
Director
Since Nov 2021
-853.00
Net shares
Net seller
$18.6K
Total sold
6
Open market trades
0B · 6S
8
Total transactions
853.00 acquired · 1.71K disposed
Non-Derivative Transactions7

Common Stock

Direct
M · Option Exercise

Shares

+853.00

Price / share

$12.75

Trade value

$10.88K

% of position

1.3%
11/23/2021
63.53K64.38K

Common Stock

Direct
S · Sale

Shares

330.00

Price / share

$21.75

Trade value

$7.18K

% of position

0.5%
11/23/2021
64.38K64.05K

Common Stock

Direct
S · Sale

Shares

90.00

Price / share

$21.75

Trade value

$1.96K

% of position

0.1%
11/23/2021
64.05K63.96K

Common Stock

Direct
S · Sale

Shares

100.00

Price / share

$21.76

Trade value

$2.18K

% of position

0.2%
11/23/2021
63.96K63.86K

Common Stock

Direct
S · Sale

Shares

3.00

Price / share

$21.77

Trade value

$65.31

% of position

0.0%
11/23/2021
63.86K63.86K

Common Stock

Direct
S · Sale

Shares

78.00

Price / share

$21.78

Trade value

$1.70K

% of position

0.1%
11/23/2021
63.86K63.78K

Common Stock

Direct
S · Sale

Shares

252.00

Price / share

$21.79

Trade value

$5.49K

% of position

0.4%
11/23/2021
63.78K63.53K
Total

Net shares

+0.00

Net value

-$7.69K

Derivative Transactions1

Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

853.00 shares

Shares

853.00

Strike price

12.75

Held after

79.22K

Exercisable

11/23/2021
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned25K

Common Stock

Indirect
Shares owned36.60K
Total
61.60K indirect61.60K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
DALUM THOMAS E — Insider Transaction (Form 4) Filed Nov 24, 2021 | Finecho