DALUM THOMAS E sold 17.0% of their position (14.19K shares) of WATERSTONE FINANCIAL, INC. on the open market

Open‑market sale worth $306.3K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 26 sales

DALUM THOMAS E

Filed: 11/23/2021ACC: 0001567619-21-021018

InsiderDALUM THOMAS ECIK 1336612

→

IssuerWATERSTONE FINANCIAL, INC.CIK 1569994

Director

Since Nov 2021

-14.19K

Net shares

Net seller

$306.3K

Total sold

Open market trades

0B · 26S

Total transactions

19.93K acquired · 34.12K disposed

Non-Derivative Transactions28

Common Stock

Direct

M · Option Exercise

+9.66K

Price / share

$12.75

Trade value

$123.14K

% of position

15.2%

11/19/2021

63.53K→73.19K

Common Stock

Direct

S · Sale

−2K

Price / share

$21.50

Trade value

$43K

% of position

2.7%

11/19/2021

73.19K→71.19K

Common Stock

Direct

S · Sale

−359.00

Price / share

$21.50

Trade value

$7.72K

% of position

0.5%

11/19/2021

71.19K→70.83K

Common Stock

Direct

S · Sale

−260.00

Price / share

$21.51

Trade value

$5.59K

% of position

0.4%

11/19/2021

70.83K→70.57K

Common Stock

Direct

S · Sale

−81.00

Price / share

$21.52

Trade value

$1.74K

% of position

0.1%

11/19/2021

70.57K→70.49K

Common Stock

Direct

S · Sale

−2.86K

Price / share

$21.52

Trade value

$61.57K

% of position

4.1%

11/19/2021

70.49K→67.63K

Common Stock

Direct

S · Sale

−1.58K

Price / share

$21.53

Trade value

$34.13K

% of position

2.3%

11/19/2021

67.63K→66.04K

Common Stock

Direct

S · Sale

−179.00

Price / share

$21.54

Trade value

$3.85K

% of position

0.3%

11/19/2021

66.04K→65.86K

Common Stock

Direct

S · Sale

−1.44K

Price / share

$21.54

Trade value

$31.04K

% of position

2.2%

11/19/2021

65.86K→64.42K

Common Stock

Direct

S · Sale

−170.00

Price / share

$21.55

Trade value

$3.66K

% of position

0.3%

11/19/2021

64.42K→64.25K

Common Stock

Direct

S · Sale

−447.00

Price / share

$21.56

Trade value

$9.64K

% of position

0.7%

11/19/2021

64.25K→63.81K

Common Stock

Direct

S · Sale

−275.00

Price / share

$21.57

Trade value

$5.93K

% of position

0.4%

11/19/2021

63.81K→63.53K

Common Stock

Direct

M · Option Exercise

+10.27K

Price / share

$12.75

Trade value

$130.94K

% of position

16.2%

11/22/2021

63.53K→73.80K

Common Stock

Direct

S · Sale

−1.00

Price / share

$21.64

Trade value

$21.64

% of position

0.0%

11/22/2021

73.80K→73.80K

Common Stock

Direct

S · Sale

−200.00

Price / share

$21.64

Trade value

$4.33K

% of position

0.3%

11/22/2021

73.80K→73.60K

Common Stock

Direct

S · Sale

−300.00

Price / share

$21.65

Trade value

$6.50K

% of position

0.4%

11/22/2021

73.60K→73.30K

Common Stock

Direct

S · Sale

−20.00

Price / share

$21.67

Trade value

$433.40

% of position

0.0%

11/22/2021

73.30K→73.28K

Common Stock

Direct

S · Sale

−380.00

Price / share

$21.68

Trade value

$8.24K

% of position

0.5%

11/22/2021

73.28K→72.90K

Common Stock

Direct

S · Sale

−100.00

Price / share

$21.69

Trade value

$2.17K

% of position

0.1%

11/22/2021

72.90K→72.80K

Common Stock

Direct

S · Sale

−200.00

Price / share

$21.70

Trade value

$4.34K

% of position

0.3%

11/22/2021

72.80K→72.60K

Common Stock

Direct

S · Sale

−600.00

Price / share

$21.71

Trade value

$13.03K

% of position

0.8%

11/22/2021

72.60K→72K

Common Stock

Direct

S · Sale

−100.00

Price / share

$21.72

Trade value

$2.17K

% of position

0.1%

11/22/2021

72K→71.90K

Common Stock

Direct

S · Sale

−200.00

Price / share

$21.73

Trade value

$4.35K

% of position

0.3%

11/22/2021

71.90K→71.70K

Common Stock

Direct

S · Sale

−420.00

Price / share

$21.74

Trade value

$9.13K

% of position

0.6%

11/22/2021

71.70K→71.28K

Common Stock

Direct

S · Sale

−280.00

Price / share

$21.75

Trade value

$6.09K

% of position

0.4%

11/22/2021

71.28K→71K

Common Stock

Direct

S · Sale

−449.00

Price / share

$21.75

Trade value

$9.77K

% of position

0.6%

11/22/2021

71K→70.55K

Common Stock

Direct

S · Sale

−1.18K

Price / share

$21.76

Trade value

$25.68K

% of position

1.7%

11/22/2021

70.55K→69.37K

Common Stock

Direct

S · Sale

−100.00

Price / share

$21.77

Trade value

$2.18K

% of position

0.1%

11/22/2021

69.37K→69.27K

Total

Net shares

+5.74K

Net value

-$52.20K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/19/2021	M · Option Exercise	+9.66K	$12.75	$123.14K	15.2%	63.53K	73.19K
Common Stock Direct	11/19/2021	S · Sale	−2K	$21.50	$43K	2.7%	73.19K	71.19K
Common Stock Direct	11/19/2021	S · Sale	−359.00	$21.50	$7.72K	0.5%	71.19K	70.83K
Common Stock Direct	11/19/2021	S · Sale	−260.00	$21.51	$5.59K	0.4%	70.83K	70.57K
Common Stock Direct	11/19/2021	S · Sale	−81.00	$21.52	$1.74K	0.1%	70.57K	70.49K
Common Stock Direct	11/19/2021	S · Sale	−2.86K	$21.52	$61.57K	4.1%	70.49K	67.63K
Common Stock Direct	11/19/2021	S · Sale	−1.58K	$21.53	$34.13K	2.3%	67.63K	66.04K
Common Stock Direct	11/19/2021	S · Sale	−179.00	$21.54	$3.85K	0.3%	66.04K	65.86K
Common Stock Direct	11/19/2021	S · Sale	−1.44K	$21.54	$31.04K	2.2%	65.86K	64.42K
Common Stock Direct	11/19/2021	S · Sale	−170.00	$21.55	$3.66K	0.3%	64.42K	64.25K
Common Stock Direct	11/19/2021	S · Sale	−447.00	$21.56	$9.64K	0.7%	64.25K	63.81K
Common Stock Direct	11/19/2021	S · Sale	−275.00	$21.57	$5.93K	0.4%	63.81K	63.53K
Common Stock Direct	11/22/2021	M · Option Exercise	+10.27K	$12.75	$130.94K	16.2%	63.53K	73.80K
Common Stock Direct	11/22/2021	S · Sale	−1.00	$21.64	$21.64	0.0%	73.80K	73.80K
Common Stock Direct	11/22/2021	S · Sale	−200.00	$21.64	$4.33K	0.3%	73.80K	73.60K
Common Stock Direct	11/22/2021	S · Sale	−300.00	$21.65	$6.50K	0.4%	73.60K	73.30K
Common Stock Direct	11/22/2021	S · Sale	−20.00	$21.67	$433.40	0.0%	73.30K	73.28K
Common Stock Direct	11/22/2021	S · Sale	−380.00	$21.68	$8.24K	0.5%	73.28K	72.90K
Common Stock Direct	11/22/2021	S · Sale	−100.00	$21.69	$2.17K	0.1%	72.90K	72.80K
Common Stock Direct	11/22/2021	S · Sale	−200.00	$21.70	$4.34K	0.3%	72.80K	72.60K
Common Stock Direct	11/22/2021	S · Sale	−600.00	$21.71	$13.03K	0.8%	72.60K	72K
Common Stock Direct	11/22/2021	S · Sale	−100.00	$21.72	$2.17K	0.1%	72K	71.90K
Common Stock Direct	11/22/2021	S · Sale	−200.00	$21.73	$4.35K	0.3%	71.90K	71.70K
Common Stock Direct	11/22/2021	S · Sale	−420.00	$21.74	$9.13K	0.6%	71.70K	71.28K
Common Stock Direct	11/22/2021	S · Sale	−280.00	$21.75	$6.09K	0.4%	71.28K	71K
Common Stock Direct	11/22/2021	S · Sale	−449.00	$21.75	$9.77K	0.6%	71K	70.55K
Common Stock Direct	11/22/2021	S · Sale	−1.18K	$21.76	$25.68K	1.7%	70.55K	69.37K
Common Stock Direct	11/22/2021	S · Sale	−100.00	$21.77	$2.18K	0.1%	69.37K	69.27K
Total			+5.74K		-$52.20K

Derivative Transactions2

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

9.66K shares

−9.66K

Strike price

12.75

Held after

90.34K

Exercisable

—

11/19/2021

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

10.27K shares

−10.27K

Strike price

12.75

Held after

80.07K

Exercisable

—

11/22/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common Stock9.66K shares	11/19/2021	M · Option Exercise	−9.66K	12.75	—	90.34K
Stock Options Direct	Common Stock10.27K shares	11/22/2021	M · Option Exercise	−10.27K	12.75	—	80.07K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned36.60K

Common Stock

Indirect

Shares owned25K

Total

61.60K indirect61.60K

Security Title	Shares Owned	Ownership Type
Common Stock	36.60K	Indirect
Common Stock	25K	Indirect
Total	61.60K	61.60K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported