DALLAS ROBERT H II exercised options at UNITY BANCORP INC /NJ/
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/10/2019ACC: 0000920427-19-000048
Director10% Owner
Since Dec 2018
0.00
Net shares
Net seller
$23.9K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
1.97K acquired · 1.97K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.47K
Price / share
$10.97
Trade value
$16.09K
% of position
8.6%
1/8/2019
17.12K→18.59K
Common Stock
Direct
Shares
+500.00
Price / share
$15.70
Trade value
$7.85K
% of position
2.8%
1/8/2019
18.09K→18.59K
Total
Net shares
+1.97K
Net value
$23.94K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/8/2019 | M · Option Exercise | +1.47K | $10.97 | $16.09K | 8.6% | 17.12K | 18.59K |
| Common Stock Direct | 1/8/2019 | M · Option Exercise | +500.00 | $15.70 | $7.85K | 2.8% | 18.09K | 18.59K |
| Total | +1.97K | $23.94K | ||||||
Derivative Transactions2
Stock Options
Direct
Converts to
Common Stock
1.47K shares
Shares
−1.47K
Strike price
10.97
Held after
6.70K
Exercisable
—
1/8/2019
Stock Options
Direct
Converts to
Common Stock
500.00 shares
Shares
−500.00
Strike price
15.7
Held after
6.70K
Exercisable
—
1/8/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock1.47K shares | 1/8/2019 | M · Option Exercise | −1.47K | 10.97 | — | 6.70K |
| Stock Options Direct | Common Stock500.00 shares | 1/8/2019 | M · Option Exercise | −500.00 | 15.7 | — | 6.70K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1.71M
Restricted Stock
DirectShares owned2.85K
Total
2.85K direct·1.71M indirect1.71M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.71M | Indirect |
| Restricted Stock | 2.85K | Direct |
| Total | 1.71M | 2.85K direct·1.71M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported