DAKOTA WEALTH MANAGEMENT

Filed: 10/23/2024ACC: 0001951757-24-001101

📋 What this filing means

DAKOTA WEALTH MANAGEMENT filed this quarterly 13F‑HR report disclosing 733 equity positions with a total reported market value of $4.43B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

733

Positions

$4.43B

Total AUM (reported)

38.90M

Total Shares

Allocation by class

COM$1.80B40.8%

COM NEW$716.99M16.2%

CORE S&P500 ETF$156.71M3.5%

CL A$117.36M2.7%

BLOOMBERG 1-3 MO$86.41M2.0%

S&P500 EQL WGT$64.12M1.4%

SHS$56.52M1.3%

Portfolio Concentration

Top 3$1.01B22.9%

4–10$515.15M11.6%

11–25$568.43M12.8%

Rest$2.33B52.7%

Top 3 weight

22.9%

Top 10 weight

34.5%

Voting Authority Distribution

Total shares with voting rights: 38.90M

Sole

Full voting authority

8.12M

% of voting shares20.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

30.78M

% of voting shares79.1%

Investment Discretion (by position count)

Sole310

Shared0

Other423

Dominant voting typeNone · 79.1% of voting shares

Institutional Holdings733

Rows:

KLA CORP

DFND

COM NEW

Shares897.55K

TypeSH

Market value$695.08M

15.71%

Sole

0.00

Shared

0.00

None

897.55K

APPLE INC

DFND

COM

Shares686.23K

TypeSH

Market value$159.89M

3.61%

Sole

228.69K

Shared

0.00

None

457.54K

ISHARES TR

DFND

CORE S&P500 ETF

Shares271.67K

TypeSH

Market value$156.71M

3.54%

Sole

225.13K

Shared

0.00

None

46.54K

MICROSOFT CORP

DFND

COM

Shares270.80K

TypeSH

Market value$116.53M

2.63%

Sole

75.16K

Shared

0.00

None

195.64K

SPDR SER TR

DFND

BLOOMBERG 1-3 MO

Shares941.22K

TypeSH

Market value$86.41M

1.95%

Sole

145.49K

Shared

0.00

None

795.73K

AMAZON COM INC

DFND

COM

Shares419.06K

TypeSH

Market value$78.08M

1.76%

Sole

144.20K

Shared

0.00

None

274.86K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares357.88K

TypeSH

Market value$64.12M

1.45%

Sole

88.84K

Shared

0.00

None

269.04K

NVIDIA CORPORATION

DFND

COM

Shares503.49K

TypeSH

Market value$61.14M

1.38%

Sole

141.95K

Shared

0.00

None

361.53K

META PLATFORMS INC

DFND

CL A

Shares100.45K

TypeSH

Market value$57.50M

1.30%

Sole

47.39K

Shared

0.00

None

53.06K

ELI LILLY & CO

DFND

COM

Shares57.98K

TypeSH

Market value$51.37M

1.16%

Sole

24.53K

Shared

0.00

None

33.45K

COSTCO WHSL CORP NEW

DFND

COM

Shares56.02K

TypeSH

Market value$49.67M

1.12%

Sole

24.81K

Shared

0.00

None

31.21K

BROADCOM INC

DFND

COM

Shares261.30K

TypeSH

Market value$45.07M

1.02%

Sole

113.76K

Shared

0.00

None

147.54K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares187.24K

TypeSH

Market value$41.36M

0.93%

Sole

159.44K

Shared

0.00

None

27.80K

ALPHABET INC

DFND

CAP STK CL A

Shares241.81K

TypeSH

Market value$40.10M

0.91%

Sole

88.29K

Shared

0.00

None

153.52K

JPMORGAN CHASE & CO.

DFND

COM

Shares189.77K

TypeSH

Market value$40.02M

0.90%

Sole

69.06K

Shared

0.00

None

120.72K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares451.60K

TypeSH

Market value$39.80M

0.90%

Sole

408.74K

Shared

0.00

None

42.86K

ISHARES TR

SOLE

PFD AND INCM SEC

Shares1.18M

TypeSH

Market value$39.07M

0.88%

Sole

1.01M

Shared

0.00

None

167.85K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares65.82K

TypeSH

Market value$37.76M

0.85%

Sole

15.04K

Shared

0.00

None

50.78K

SELECT SECTOR SPDR TR

DFND

FINANCIAL

Shares799.13K

TypeSH

Market value$36.22M

0.82%

Sole

376.19K

Shared

0.00

None

422.94K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares203.86K

TypeSH

Market value$35.59M

0.80%

Sole

284.00

Shared

0.00

None

203.57K

BERKSHIRE HATHAWAY INC DEL

DFND

CL B NEW

Shares74.46K

TypeSH

Market value$34.27M

0.77%

Sole

14.19K

Shared

0.00

None

60.27K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares528.57K

TypeSH

Market value$34.22M

0.77%

Sole

477.43K

Shared

0.00

None

51.14K

SPDR SER TR

SOLE

PORTFOLIO S&P600

Shares709.02K

TypeSH

Market value$32.27M

0.73%

Sole

148.72K

Shared

0.00

None

560.29K

VISA INC

DFND

COM CL A

Shares114.59K

TypeSH

Market value$31.51M

0.71%

Sole

51.47K

Shared

0.00

None

63.12K

ISHARES TR

SOLE

TIPS BD ETF

Shares285.14K

TypeSH

Market value$31.50M

0.71%

Sole

255.14K

Shared

0.00

None

30K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
KLA CORPDFND	COM NEW	897.55K	SH	$695.08M 15.71%	0.00	897.55K
APPLE INCDFND	COM	686.23K	SH	$159.89M 3.61%	228.69K	457.54K
ISHARES TRDFND	CORE S&P500 ETF	271.67K	SH	$156.71M 3.54%	225.13K	46.54K
MICROSOFT CORPDFND	COM	270.80K	SH	$116.53M 2.63%	75.16K	195.64K
SPDR SER TRDFND	BLOOMBERG 1-3 MO	941.22K	SH	$86.41M 1.95%	145.49K	795.73K
AMAZON COM INCDFND	COM	419.06K	SH	$78.08M 1.76%	144.20K	274.86K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	357.88K	SH	$64.12M 1.45%	88.84K	269.04K
NVIDIA CORPORATIONDFND	COM	503.49K	SH	$61.14M 1.38%	141.95K	361.53K
META PLATFORMS INCDFND	CL A	100.45K	SH	$57.50M 1.30%	47.39K	53.06K
ELI LILLY & CODFND	COM	57.98K	SH	$51.37M 1.16%	24.53K	33.45K
COSTCO WHSL CORP NEWDFND	COM	56.02K	SH	$49.67M 1.12%	24.81K	31.21K
BROADCOM INCDFND	COM	261.30K	SH	$45.07M 1.02%	113.76K	147.54K
ISHARES TRSOLE	RUSSELL 2000 ETF	187.24K	SH	$41.36M 0.93%	159.44K	27.80K
ALPHABET INCDFND	CAP STK CL A	241.81K	SH	$40.10M 0.91%	88.29K	153.52K
JPMORGAN CHASE & CO.DFND	COM	189.77K	SH	$40.02M 0.90%	69.06K	120.72K
ISHARES TRSOLE	RUS MID CAP ETF	451.60K	SH	$39.80M 0.90%	408.74K	42.86K
ISHARES TRSOLE	PFD AND INCM SEC	1.18M	SH	$39.07M 0.88%	1.01M	167.85K
SPDR S&P 500 ETF TRSOLE	TR UNIT	65.82K	SH	$37.76M 0.85%	15.04K	50.78K
SELECT SECTOR SPDR TRDFND	FINANCIAL	799.13K	SH	$36.22M 0.82%	376.19K	422.94K
VANGUARD INDEX FDSSOLE	VALUE ETF	203.86K	SH	$35.59M 0.80%	284.00	203.57K
BERKSHIRE HATHAWAY INC DELDFND	CL B NEW	74.46K	SH	$34.27M 0.77%	14.19K	60.27K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	528.57K	SH	$34.22M 0.77%	477.43K	51.14K
SPDR SER TRSOLE	PORTFOLIO S&P600	709.02K	SH	$32.27M 0.73%	148.72K	560.29K
VISA INCDFND	COM CL A	114.59K	SH	$31.51M 0.71%	51.47K	63.12K
ISHARES TRSOLE	TIPS BD ETF	285.14K	SH	$31.50M 0.71%	255.14K	30K

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