DAKOTA WEALTH MANAGEMENT

Filed: 4/24/2024ACC: 0001951757-24-000380

📋 What this filing means

DAKOTA WEALTH MANAGEMENT filed this quarterly 13F‑HR report disclosing 721 equity positions with a total reported market value of $4.03B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

721

Positions

$4.03B

Total AUM (reported)

38.83M

Total Shares

Allocation by class

COM$1.60B39.8%

COM NEW$648.10M16.1%

CORE S&P500 ETF$142.63M3.5%

CL A$95.85M2.4%

BLOOMBERG 1-3 MO$76.31M1.9%

S&P500 EQL WGT$59.61M1.5%

COM CL A$53.05M1.3%

Portfolio Concentration

Top 3$882.17M21.9%

4–10$451.40M11.2%

11–25$531.36M13.2%

Rest$2.16B53.7%

Top 3 weight

21.9%

Top 10 weight

33.1%

Voting Authority Distribution

Total shares with voting rights: 38.83M

Sole

Full voting authority

8.85M

% of voting shares22.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

29.98M

% of voting shares77.2%

Investment Discretion (by position count)

Sole494

Shared0

Other227

Dominant voting typeNone · 77.2% of voting shares

Institutional Holdings721

Rows:

KLA CORP

DFND

COM NEW

Shares898.12K

TypeSH

Market value$627.40M

15.58%

Sole

0.00

Shared

0.00

None

898.12K

ISHARES TR

DFND

CORE S&P500 ETF

Shares271.30K

TypeSH

Market value$142.63M

3.54%

Sole

227.11K

Shared

0.00

None

44.20K

MICROSOFT CORP

DFND

COM

Shares266.54K

TypeSH

Market value$112.14M

2.78%

Sole

79.91K

Shared

0.00

None

186.63K

APPLE INC

DFND

COM

Shares617.33K

TypeSH

Market value$105.86M

2.63%

Sole

238.83K

Shared

0.00

None

378.50K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares831.23K

TypeSH

Market value$76.31M

1.89%

Sole

143.44K

Shared

0.00

None

687.79K

AMAZON COM INC

DFND

COM

Shares384.89K

TypeSH

Market value$69.43M

1.72%

Sole

151.20K

Shared

0.00

None

233.69K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares351.96K

TypeSH

Market value$59.61M

1.48%

Sole

104.51K

Shared

0.00

None

247.46K

NVIDIA CORPORATION

DFND

COM

Shares55.20K

TypeSH

Market value$49.88M

1.24%

Sole

17.97K

Shared

0.00

None

37.23K

ELI LILLY & CO

DFND

COM

Shares58.45K

TypeSH

Market value$45.47M

1.13%

Sole

28.23K

Shared

0.00

None

30.23K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares275.33K

TypeSH

Market value$44.84M

1.11%

Sole

281.00

Shared

0.00

None

275.05K

META PLATFORMS INC

DFND

CL A

Shares88.59K

TypeSH

Market value$43.02M

1.07%

Sole

48.69K

Shared

0.00

None

39.90K

VISA INC

SOLE

COM CL A

Shares143.92K

TypeSH

Market value$40.17M

1.00%

Sole

76.27K

Shared

0.00

None

67.65K

COSTCO WHSL CORP NEW

SOLE

COM

Shares54.55K

TypeSH

Market value$39.97M

0.99%

Sole

27.79K

Shared

0.00

None

26.76K

ALPHABET INC

DFND

CAP STK CL A

Shares263.39K

TypeSH

Market value$39.75M

0.99%

Sole

120.33K

Shared

0.00

None

143.06K

ISHARES TR

SOLE

PFD AND INCM SEC

Shares1.17M

TypeSH

Market value$37.69M

0.94%

Sole

1.04M

Shared

0.00

None

132.56K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares173.36K

TypeSH

Market value$36.46M

0.91%

Sole

161.53K

Shared

0.00

None

11.83K

JPMORGAN CHASE & CO

DFND

COM

Shares181.31K

TypeSH

Market value$36.32M

0.90%

Sole

71.92K

Shared

0.00

None

109.38K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares428.09K

TypeSH

Market value$36.00M

0.89%

Sole

395.95K

Shared

0.00

None

32.14K

ISHARES TR

DFND

CORE US AGGBD ET

Shares356.37K

TypeSH

Market value$34.90M

0.87%

Sole

16.80K

Shared

0.00

None

339.56K

BROADCOM INC

DFND

COM

Shares24.33K

TypeSH

Market value$32.25M

0.80%

Sole

12.78K

Shared

0.00

None

11.55K

BERKSHIRE HATHAWAY INC DEL

DFND

CL B NEW

Shares76.06K

TypeSH

Market value$31.98M

0.79%

Sole

15.07K

Shared

0.00

None

60.98K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares522.21K

TypeSH

Market value$31.49M

0.78%

Sole

507.34K

Shared

0.00

None

14.87K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares731.87K

TypeSH

Market value$30.83M

0.77%

Sole

331.39K

Shared

0.00

None

400.49K

ISHARES TR

SOLE

TIPS BD ETF

Shares284.64K

TypeSH

Market value$30.57M

0.76%

Sole

268.98K

Shared

0.00

None

15.66K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares87.06K

TypeSH

Market value$29.97M

0.74%

Sole

264.00

Shared

0.00

None

86.80K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
KLA CORPDFND	COM NEW	898.12K	SH	$627.40M 15.58%	0.00	898.12K
ISHARES TRDFND	CORE S&P500 ETF	271.30K	SH	$142.63M 3.54%	227.11K	44.20K
MICROSOFT CORPDFND	COM	266.54K	SH	$112.14M 2.78%	79.91K	186.63K
APPLE INCDFND	COM	617.33K	SH	$105.86M 2.63%	238.83K	378.50K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	831.23K	SH	$76.31M 1.89%	143.44K	687.79K
AMAZON COM INCDFND	COM	384.89K	SH	$69.43M 1.72%	151.20K	233.69K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	351.96K	SH	$59.61M 1.48%	104.51K	247.46K
NVIDIA CORPORATIONDFND	COM	55.20K	SH	$49.88M 1.24%	17.97K	37.23K
ELI LILLY & CODFND	COM	58.45K	SH	$45.47M 1.13%	28.23K	30.23K
VANGUARD INDEX FDSSOLE	VALUE ETF	275.33K	SH	$44.84M 1.11%	281.00	275.05K
META PLATFORMS INCDFND	CL A	88.59K	SH	$43.02M 1.07%	48.69K	39.90K
VISA INCSOLE	COM CL A	143.92K	SH	$40.17M 1.00%	76.27K	67.65K
COSTCO WHSL CORP NEWSOLE	COM	54.55K	SH	$39.97M 0.99%	27.79K	26.76K
ALPHABET INCDFND	CAP STK CL A	263.39K	SH	$39.75M 0.99%	120.33K	143.06K
ISHARES TRSOLE	PFD AND INCM SEC	1.17M	SH	$37.69M 0.94%	1.04M	132.56K
ISHARES TRSOLE	RUSSELL 2000 ETF	173.36K	SH	$36.46M 0.91%	161.53K	11.83K
JPMORGAN CHASE & CODFND	COM	181.31K	SH	$36.32M 0.90%	71.92K	109.38K
ISHARES TRSOLE	RUS MID CAP ETF	428.09K	SH	$36.00M 0.89%	395.95K	32.14K
ISHARES TRDFND	CORE US AGGBD ET	356.37K	SH	$34.90M 0.87%	16.80K	339.56K
BROADCOM INCDFND	COM	24.33K	SH	$32.25M 0.80%	12.78K	11.55K
BERKSHIRE HATHAWAY INC DELDFND	CL B NEW	76.06K	SH	$31.98M 0.79%	15.07K	60.98K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	522.21K	SH	$31.49M 0.78%	507.34K	14.87K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	731.87K	SH	$30.83M 0.77%	331.39K	400.49K
ISHARES TRSOLE	TIPS BD ETF	284.64K	SH	$30.57M 0.76%	268.98K	15.66K
VANGUARD INDEX FDSSOLE	GROWTH ETF	87.06K	SH	$29.97M 0.74%	264.00	86.80K

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