DAKOS ANDREW (President and CEO) purchased 50.0% of their position (20K shares) of TOTAL RETURN SECURITIES FUND on the open market
Open‑market purchase worth $115.8K — a major conviction buy. The strongest form of insider conviction signal.
P · 4 purchases
Filed: 9/29/2026ACC: 0001398344-26-017532
DirectorOfficer· President and CEO
Since Mar 2026
+20K
Net shares
Net buyer
$115.8K
Total acquired
4
Open market trades
4B · 0S
4
Total transactions
20K acquired
Non-Derivative Transactions4
Common Stock
Direct
Shares
+7.65K
Price / share
$5.81
Trade value
$44.44K
% of position
19.1%
9/25/2026
40K→47.65K
Common Stock
Direct
Shares
+2.35K
Price / share
$5.82
Trade value
$13.68K
% of position
4.9%
9/25/2026
47.65K→50K
Common Stock
Direct
Shares
+1K
Price / share
$5.76
Trade value
$5.76K
% of position
2.0%
9/28/2026
50K→51K
Common Stock
Direct
Shares
+9K
Price / share
$5.77
Trade value
$51.93K
% of position
17.6%
9/28/2026
51K→60K
Total
Net shares
+20K
Net value
$115.81K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/25/2026 | P · Purchase | +7.65K | $5.81 | $44.44K | 19.1% | 40K | 47.65K |
| Common Stock Direct | 9/25/2026 | P · Purchase | +2.35K | $5.82 | $13.68K | 4.9% | 47.65K | 50K |
| Common Stock Direct | 9/28/2026 | P · Purchase | +1K | $5.76 | $5.76K | 2.0% | 50K | 51K |
| Common Stock Direct | 9/28/2026 | P · Purchase | +9K | $5.77 | $51.93K | 17.6% | 51K | 60K |
| Total | +20K | $115.81K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned131K
Total
131K indirect131K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 131K | Indirect |
| Total | 131K | 131K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported