DAKOS ANDREW (President) sold 6.39K shares of SPECIAL OPPORTUNITIES FUND, INC. on the open market
Open‑market sale worth $90.1K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 6/4/2026ACC: 0001398344-26-010332
DirectorOfficer· President
Since Feb 2020
-6.59K
Net shares
Net seller
$90.1K
Total sold
3
Open market trades
0B · 3S
4
Total transactions
6.59K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−1.08K
Price / share
$14.02
Trade value
$15.10K
% of position
17.2%
6/2/2026
6.26K→5.18K
Common Stock
Direct
Shares
−5.18K
Price / share
$14.11
Trade value
$73.15K
% of position
New position
6/3/2026
5.18K→0.00
Common Stock
Indirect
Shares
−133.00
Price / share
$14.07
Trade value
$1.87K
% of position
New position
6/3/2026
133.00→0.00
Total
Net shares
−6.39K
Net value
-$90.12K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/2/2026 | S · Sale | −1.08K | $14.02 | $15.10K | 17.2% | 6.26K | 5.18K |
| Common Stock Direct | 6/3/2026 | S · Sale | −5.18K | $14.11 | $73.15K | New position | 5.18K | 0.00 |
| Common Stock Indirect | 6/3/2026 | S · Sale | −133.00 | $14.07 | $1.87K | New position | 133.00 | 0.00 |
| Total | −6.39K | -$90.12K | ||||||
Derivative Transactions1
2.75% Cconvertible Preferred Stock, Series C
Direct
Converts to
Common Stock
343.00 shares
Shares
−200.00
Strike price
0
Held after
0.00
Exercisable
—
6/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 2.75% Cconvertible Preferred Stock, Series C Direct | Common Stock343.00 shares | 6/2/2026 | S · Sale | −200.00 | 0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned807.00
Common Stock
IndirectShares owned5.04K
Total
5.84K indirect5.84K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 807.00 | Indirect |
| Common Stock | 5.04K | Indirect |
| Total | 5.84K | 5.84K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported