DAKOS ANDREW (President and CEO) reported 2 transactions at TOTAL RETURN SECURITIES FUND
Review the transaction codes below to understand the nature of each event.
Filed: 1/27/2026ACC: 0001398344-26-001377
DirectorOfficer· President and CEO
Since Mar 2026
-12.67K
Net shares
Net seller
$86.3K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
12.67K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−997.00
Price / share
$6.81
Trade value
$6.79K
% of position
33.2%
1/23/2026
3K→2K
Common Stock
Direct
Shares
−11.68K
Price / share
$6.81
Trade value
$79.51K
% of position
33.2%
1/23/2026
35.13K→23.45K
Total
Net shares
−12.67K
Net value
-$86.30K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 1/23/2026 | D · Disposition | −997.00 | $6.81 | $6.79K | 33.2% | 3K | 2K |
| Common Stock Direct | 1/23/2026 | D · Disposition | −11.68K | $6.81 | $79.51K | 33.2% | 35.13K | 23.45K |
| Total | −12.67K | -$86.30K | ||||||
Derivative Transactions0
No derivative transactions reported