DAKOS ANDREW (President and CEO) exercised options at TOTAL RETURN SECURITIES FUND
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/12/2025ACC: 0001398344-25-022415
DirectorOfficer· President and CEO
Since Mar 2026
+35.06K
Net shares
Net buyer
$212.8K
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
35.06K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+35.06K
Price / share
$6.07
Trade value
$212.84K
% of position
54787.5%
12/11/2025
64.00→35.13K
Total
Net shares
+35.06K
Net value
$212.84K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/11/2025 | M · Option Exercise | +35.06K | $6.07 | $212.84K | 54787.5% | 64.00 | 35.13K |
| Total | +35.06K | $212.84K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned3K
Total
3K indirect3K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3K | Indirect |
| Total | 3K | 3K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported