Filed: 11/8/2023ACC: 0001080107-23-000004
📋 What this filing means
D.A. DAVIDSON & CO. filed this quarterly 13F‑HR report disclosing 1314 equity positions with a total reported market value of $9.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1314
Positions
$9.21B
Total AUM (reported)
124.99M
Total Shares
Allocation by class
COM$3.52B38.2%
VALUE ETF$664.37M7.2%
GROWTH ETF$530.98M5.8%
CORE MSCI TOTAL$366.86M4.0%
CORE US AGGBD ET$323.18M3.5%
VAN FTSE DEV MKT$147.30M1.6%
PORTFOLIO INTRMD$140.66M1.5%
Portfolio Concentration
Top 3$1.56B17.0%
4–10$1.34B14.5%
11–25$1.20B13.1%
Rest$5.11B55.5%
Top 3 weight
17.0%
Top 10 weight
31.5%
Voting Authority Distribution
Total shares with voting rights: 124.99M
Sole
Full voting authority
124.99M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1314
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1314
Rows:
VANGUARD INDEX FDS
SOLEShares4.82M
TypeSH
Market value$664.37M
7.21%
Sole
4.82M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares1.95M
TypeSH
Market value$530.98M
5.76%
Sole
1.95M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.12M
TypeSH
Market value$366.86M
3.98%
Sole
6.12M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.44M
TypeSH
Market value$323.18M
3.51%
Sole
3.44M
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.51M
TypeSH
Market value$258.03M
2.80%
Sole
1.51M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares727.98K
TypeSH
Market value$229.86M
2.49%
Sole
727.98K
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
SOLEShares3.37M
TypeSH
Market value$147.30M
1.60%
Sole
3.37M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares4.47M
TypeSH
Market value$140.66M
1.53%
Sole
4.47M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares999.93K
TypeSH
Market value$135.54M
1.47%
Sole
999.93K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares385.41K
TypeSH
Market value$102.51M
1.11%
Sole
385.41K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares472.09K
TypeSH
Market value$100.28M
1.09%
Sole
472.09K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares446.77K
TypeSH
Market value$100.14M
1.09%
Sole
446.77K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares266.72K
TypeSH
Market value$93.43M
1.01%
Sole
266.72K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares160.53K
TypeSH
Market value$90.69M
0.98%
Sole
160.53K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares875K
TypeSH
Market value$88.31M
0.96%
Sole
875K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares544.40K
TypeSH
Market value$84.79M
0.92%
Sole
544.40K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares187.24K
TypeSH
Market value$80.41M
0.87%
Sole
187.24K
Shared
0.00
None
0.00
VISA INC
SOLEShares343.11K
TypeSH
Market value$78.92M
0.86%
Sole
343.11K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares578.27K
TypeSH
Market value$73.51M
0.80%
Sole
578.27K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares185.57K
TypeSH
Market value$72.87M
0.79%
Sole
185.57K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares426.80K
TypeSH
Market value$72.32M
0.78%
Sole
426.80K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares1.01M
TypeSH
Market value$71.14M
0.77%
Sole
1.01M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares983.91K
TypeSH
Market value$71.08M
0.77%
Sole
983.91K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares75.43K
TypeSH
Market value$62.65M
0.68%
Sole
75.43K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares606.02K
TypeSH
Market value$62.61M
0.68%
Sole
606.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 4.82M | SH | $664.37M 7.21% | 4.82M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 1.95M | SH | $530.98M 5.76% | 1.95M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI TOTAL | 6.12M | SH | $366.86M 3.98% | 6.12M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 3.44M | SH | $323.18M 3.51% | 3.44M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.51M | SH | $258.03M 2.80% | 1.51M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 727.98K | SH | $229.86M 2.49% | 727.98K | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 3.37M | SH | $147.30M 1.60% | 3.37M | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 4.47M | SH | $140.66M 1.53% | 4.47M | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 999.93K | SH | $135.54M 1.47% | 999.93K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 385.41K | SH | $102.51M 1.11% | 385.41K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 472.09K | SH | $100.28M 1.09% | 472.09K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 446.77K | SH | $100.14M 1.09% | 446.77K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 266.72K | SH | $93.43M 1.01% | 266.72K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 160.53K | SH | $90.69M 0.98% | 160.53K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400VL ETF | 875K | SH | $88.31M 0.96% | 875K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 544.40K | SH | $84.79M 0.92% | 544.40K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 187.24K | SH | $80.41M 0.87% | 187.24K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 343.11K | SH | $78.92M 0.86% | 343.11K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 578.27K | SH | $73.51M 0.80% | 578.27K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 185.57K | SH | $72.87M 0.79% | 185.57K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 426.80K | SH | $72.32M 0.78% | 426.80K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 1.01M | SH | $71.14M 0.77% | 1.01M | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400GR ETF | 983.91K | SH | $71.08M 0.77% | 983.91K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 75.43K | SH | $62.65M 0.68% | 75.43K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 606.02K | SH | $62.61M 0.68% | 606.02K | 0.00 | 0.00 |
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