Filed: 4/25/2023ACC: 0001080107-23-000002
📋 What this filing means
D.A. DAVIDSON & CO. filed this quarterly 13F‑HR report disclosing 1327 equity positions with a total reported market value of $8.89B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1327
Positions
$8.89B
Total AUM (reported)
120.57M
Total Shares
Allocation by class
COM$3.40B38.2%
VALUE ETF$647.05M7.3%
GROWTH ETF$486.57M5.5%
CORE MSCI TOTAL$363.77M4.1%
CORE US AGGBD ET$277.36M3.1%
VAN FTSE DEV MKT$150.63M1.7%
PORTFOLIO INTRMD$137.55M1.5%
Portfolio Concentration
Top 3$1.50B16.8%
4–10$1.26B14.2%
11–25$1.17B13.1%
Rest$4.96B55.8%
Top 3 weight
16.8%
Top 10 weight
31.0%
Voting Authority Distribution
Total shares with voting rights: 120.57M
Sole
Full voting authority
120.57M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1327
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1327
Rows:
VANGUARD INDEX FDS
SOLEShares4.69M
TypeSH
Market value$647.05M
7.28%
Sole
4.69M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares1.95M
TypeSH
Market value$486.57M
5.47%
Sole
1.95M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.87M
TypeSH
Market value$363.77M
4.09%
Sole
5.87M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.78M
TypeSH
Market value$277.36M
3.12%
Sole
2.78M
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.53M
TypeSH
Market value$252.05M
2.84%
Sole
1.53M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares713.82K
TypeSH
Market value$205.71M
2.31%
Sole
713.82K
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
SOLEShares3.33M
TypeSH
Market value$150.63M
1.69%
Sole
3.33M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares4.23M
TypeSH
Market value$137.55M
1.55%
Sole
4.23M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares946.67K
TypeSH
Market value$129.71M
1.46%
Sole
946.67K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares1.39M
TypeSH
Market value$106.18M
1.19%
Sole
1.39M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares429.37K
TypeSH
Market value$97.39M
1.10%
Sole
429.37K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares473.16K
TypeSH
Market value$96.57M
1.09%
Sole
473.16K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares384.15K
TypeSH
Market value$93.86M
1.06%
Sole
384.15K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares839.01K
TypeSH
Market value$86.23M
0.97%
Sole
839.01K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares539.73K
TypeSH
Market value$83.64M
0.94%
Sole
539.73K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares264.07K
TypeSH
Market value$81.52M
0.92%
Sole
264.07K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares158.55K
TypeSH
Market value$78.76M
0.89%
Sole
158.55K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares426.68K
TypeSH
Market value$77.77M
0.87%
Sole
426.68K
Shared
0.00
None
0.00
VISA INC
SOLEShares333.28K
TypeSH
Market value$75.00M
0.84%
Sole
333.28K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares958.68K
TypeSH
Market value$70.14M
0.79%
Sole
958.68K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares166.31K
TypeSH
Market value$68.34M
0.77%
Sole
166.31K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares944.65K
TypeSH
Market value$67.55M
0.76%
Sole
944.65K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares608.95K
TypeSH
Market value$64.78M
0.73%
Sole
608.95K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares613.42K
TypeSH
Market value$64.72M
0.73%
Sole
613.42K
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP
SOLEShares633.75K
TypeSH
Market value$62.05M
0.70%
Sole
633.75K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 4.69M | SH | $647.05M 7.28% | 4.69M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 1.95M | SH | $486.57M 5.47% | 1.95M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI TOTAL | 5.87M | SH | $363.77M 4.09% | 5.87M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 2.78M | SH | $277.36M 3.12% | 2.78M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.53M | SH | $252.05M 2.84% | 1.53M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 713.82K | SH | $205.71M 2.31% | 713.82K | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 3.33M | SH | $150.63M 1.69% | 3.33M | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 4.23M | SH | $137.55M 1.55% | 4.23M | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 946.67K | SH | $129.71M 1.46% | 946.67K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 1.39M | SH | $106.18M 1.19% | 1.39M | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 429.37K | SH | $97.39M 1.10% | 429.37K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 473.16K | SH | $96.57M 1.09% | 473.16K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 384.15K | SH | $93.86M 1.06% | 384.15K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400VL ETF | 839.01K | SH | $86.23M 0.97% | 839.01K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 539.73K | SH | $83.64M 0.94% | 539.73K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 264.07K | SH | $81.52M 0.92% | 264.07K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 158.55K | SH | $78.76M 0.89% | 158.55K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 426.68K | SH | $77.77M 0.87% | 426.68K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 333.28K | SH | $75.00M 0.84% | 333.28K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 958.68K | SH | $70.14M 0.79% | 958.68K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 166.31K | SH | $68.34M 0.77% | 166.31K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400GR ETF | 944.65K | SH | $67.55M 0.76% | 944.65K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 608.95K | SH | $64.78M 0.73% | 608.95K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 613.42K | SH | $64.72M 0.73% | 613.42K | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 633.75K | SH | $62.05M 0.70% | 633.75K | 0.00 | 0.00 |
Page 1 of 54
…