Filed: 2/3/2023ACC: 0001080107-23-000001
📋 What this filing means
D.A. DAVIDSON & CO. filed this quarterly 13F‑HR report disclosing 1301 equity positions with a total reported market value of $8.48B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1301
Positions
$8.48B
Total AUM (reported)
118.92M
Total Shares
Allocation by class
COM$3.27B38.6%
VALUE ETF$672.91M7.9%
GROWTH ETF$397.72M4.7%
CORE MSCI TOTAL$334.76M3.9%
CORE US AGGBD ET$263.23M3.1%
VAN FTSE DEV MKT$139.78M1.6%
RUS 2000 VAL ETF$130.93M1.5%
Portfolio Concentration
Top 3$1.41B16.6%
4–10$1.14B13.5%
11–25$1.15B13.6%
Rest$4.78B56.4%
Top 3 weight
16.6%
Top 10 weight
30.1%
Voting Authority Distribution
Total shares with voting rights: 118.92M
Sole
Full voting authority
118.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1301
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1301
Rows:
VANGUARD INDEX FDS
SOLEShares4.79M
TypeSH
Market value$672.91M
7.94%
Sole
4.79M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares1.87M
TypeSH
Market value$397.72M
4.69%
Sole
1.87M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.78M
TypeSH
Market value$334.76M
3.95%
Sole
5.78M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.71M
TypeSH
Market value$263.23M
3.11%
Sole
2.71M
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.59M
TypeSH
Market value$206.80M
2.44%
Sole
1.59M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares708.30K
TypeSH
Market value$169.91M
2.00%
Sole
708.30K
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
SOLEShares3.33M
TypeSH
Market value$139.78M
1.65%
Sole
3.33M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares944.16K
TypeSH
Market value$130.93M
1.54%
Sole
944.16K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares4.08M
TypeSH
Market value$129.93M
1.53%
Sole
4.08M
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares1.36M
TypeSH
Market value$102.29M
1.21%
Sole
1.36M
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares536.61K
TypeSH
Market value$94.81M
1.12%
Sole
536.61K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares417.61K
TypeSH
Market value$89.59M
1.06%
Sole
417.61K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares467.57K
TypeSH
Market value$89.40M
1.05%
Sole
467.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares838.46K
TypeSH
Market value$84.52M
1.00%
Sole
838.46K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares269.55K
TypeSH
Market value$83.26M
0.98%
Sole
269.55K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares379.14K
TypeSH
Market value$81.23M
0.96%
Sole
379.14K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares742.44K
TypeSH
Market value$80.34M
0.95%
Sole
742.44K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares435.02K
TypeSH
Market value$78.62M
0.93%
Sole
435.02K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares166.01K
TypeSH
Market value$75.79M
0.89%
Sole
166.01K
Shared
0.00
None
0.00
VISA INC
SOLEShares335.94K
TypeSH
Market value$69.81M
0.82%
Sole
335.94K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares622.74K
TypeSH
Market value$69.09M
0.81%
Sole
622.74K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares844.72K
TypeSH
Market value$63.81M
0.75%
Sole
844.72K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares165.23K
TypeSH
Market value$63.49M
0.75%
Sole
165.23K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares919K
TypeSH
Market value$62.77M
0.74%
Sole
919K
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP
SOLEShares619.83K
TypeSH
Market value$62.54M
0.74%
Sole
619.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 4.79M | SH | $672.91M 7.94% | 4.79M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 1.87M | SH | $397.72M 4.69% | 1.87M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI TOTAL | 5.78M | SH | $334.76M 3.95% | 5.78M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 2.71M | SH | $263.23M 3.11% | 2.71M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.59M | SH | $206.80M 2.44% | 1.59M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 708.30K | SH | $169.91M 2.00% | 708.30K | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 3.33M | SH | $139.78M 1.65% | 3.33M | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 944.16K | SH | $130.93M 1.54% | 944.16K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 4.08M | SH | $129.93M 1.53% | 4.08M | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 1.36M | SH | $102.29M 1.21% | 1.36M | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 536.61K | SH | $94.81M 1.12% | 536.61K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 417.61K | SH | $89.59M 1.06% | 417.61K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 467.57K | SH | $89.40M 1.05% | 467.57K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400VL ETF | 838.46K | SH | $84.52M 1.00% | 838.46K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 269.55K | SH | $83.26M 0.98% | 269.55K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 379.14K | SH | $81.23M 0.96% | 379.14K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 742.44K | SH | $80.34M 0.95% | 742.44K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 435.02K | SH | $78.62M 0.93% | 435.02K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 166.01K | SH | $75.79M 0.89% | 166.01K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 335.94K | SH | $69.81M 0.82% | 335.94K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 622.74K | SH | $69.09M 0.81% | 622.74K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 844.72K | SH | $63.81M 0.75% | 844.72K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 165.23K | SH | $63.49M 0.75% | 165.23K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400GR ETF | 919K | SH | $62.77M 0.74% | 919K | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 619.83K | SH | $62.54M 0.74% | 619.83K | 0.00 | 0.00 |
Page 1 of 53
…