Filed: 11/7/2022ACC: 0001080107-22-000004
📋 What this filing means
D.A. DAVIDSON & CO. filed this quarterly 13F‑HR report disclosing 1269 equity positions with a total reported market value of $7.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1269
Positions
$7.63M
Total AUM (reported)
116.25M
Total Shares
Allocation by class
COM$2.97M38.9%
VALUE ETF$589.4K7.7%
GROWTH ETF$383.6K5.0%
CORE MSCI TOTAL$287.6K3.8%
CORE US AGGBD ET$212.1K2.8%
SHORT TRM BOND$125.6K1.6%
VAN FTSE DEV MKT$123.2K1.6%
Portfolio Concentration
Top 3$1.26M16.5%
4–10$1.06M13.9%
11–25$1.06M13.9%
Rest$4.25M55.6%
Top 3 weight
16.5%
Top 10 weight
30.4%
Voting Authority Distribution
Total shares with voting rights: 116.25M
Sole
Full voting authority
116.25M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1269
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1269
Rows:
VANGUARD INDEX FDS
SOLEShares4.77M
TypeSH
Market value$589.4K
7.72%
Sole
4.77M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares1.79M
TypeSH
Market value$383.6K
5.02%
Sole
1.79M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.65M
TypeSH
Market value$287.6K
3.77%
Sole
5.65M
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.58M
TypeSH
Market value$219.4K
2.87%
Sole
1.58M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.20M
TypeSH
Market value$212.1K
2.78%
Sole
2.20M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares696.76K
TypeSH
Market value$162.4K
2.13%
Sole
696.76K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares1.68M
TypeSH
Market value$125.6K
1.64%
Sole
1.68M
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
SOLEShares3.39M
TypeSH
Market value$123.2K
1.61%
Sole
3.39M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares919.58K
TypeSH
Market value$118.6K
1.55%
Sole
919.58K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares1.38M
TypeSH
Market value$102.2K
1.34%
Sole
1.38M
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares538.79K
TypeSH
Market value$88.0K
1.15%
Sole
538.79K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares459.50K
TypeSH
Market value$82.5K
1.08%
Sole
459.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares390.16K
TypeSH
Market value$80.6K
1.06%
Sole
390.16K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares166.81K
TypeSH
Market value$78.8K
1.03%
Sole
166.81K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares367.96K
TypeSH
Market value$77.4K
1.01%
Sole
367.96K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares3.79M
TypeSH
Market value$76.5K
1.00%
Sole
3.79M
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares433.94K
TypeSH
Market value$70.9K
0.93%
Sole
433.94K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares264.19K
TypeSH
Market value$70.6K
0.92%
Sole
264.19K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares783.40K
TypeSH
Market value$70.5K
0.92%
Sole
783.40K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares732.41K
TypeSH
Market value$69.5K
0.91%
Sole
732.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares170.24K
TypeSH
Market value$61.1K
0.80%
Sole
170.24K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares533.34K
TypeSH
Market value$60.5K
0.79%
Sole
533.34K
Shared
0.00
None
0.00
VISA INC
SOLEShares338.90K
TypeSH
Market value$60.3K
0.79%
Sole
338.90K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING IN
SOLEShares259.85K
TypeSH
Market value$58.8K
0.77%
Sole
259.85K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares891.09K
TypeSH
Market value$56.2K
0.74%
Sole
891.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 4.77M | SH | $589.4K 7.72% | 4.77M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 1.79M | SH | $383.6K 5.02% | 1.79M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI TOTAL | 5.65M | SH | $287.6K 3.77% | 5.65M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.58M | SH | $219.4K 2.87% | 1.58M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 2.20M | SH | $212.1K 2.78% | 2.20M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 696.76K | SH | $162.4K 2.13% | 696.76K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 1.68M | SH | $125.6K 1.64% | 1.68M | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 3.39M | SH | $123.2K 1.61% | 3.39M | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 919.58K | SH | $118.6K 1.55% | 919.58K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 1.38M | SH | $102.2K 1.34% | 1.38M | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 538.79K | SH | $88.0K 1.15% | 538.79K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 459.50K | SH | $82.5K 1.08% | 459.50K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 390.16K | SH | $80.6K 1.06% | 390.16K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 166.81K | SH | $78.8K 1.03% | 166.81K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 367.96K | SH | $77.4K 1.01% | 367.96K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 3.79M | SH | $76.5K 1.00% | 3.79M | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 433.94K | SH | $70.9K 0.93% | 433.94K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 264.19K | SH | $70.6K 0.92% | 264.19K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400VL ETF | 783.40K | SH | $70.5K 0.92% | 783.40K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 732.41K | SH | $69.5K 0.91% | 732.41K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 170.24K | SH | $61.1K 0.80% | 170.24K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 533.34K | SH | $60.5K 0.79% | 533.34K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 338.90K | SH | $60.3K 0.79% | 338.90K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSING INSOLE | COM | 259.85K | SH | $58.8K 0.77% | 259.85K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P MC 400GR ETF | 891.09K | SH | $56.2K 0.74% | 891.09K | 0.00 | 0.00 |
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