D LOREN ROBERT W (CEO and Chairman) received a stock award from XCEL BRANDS, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 4/16/2026ACC: 0001104659-26-043927
DirectorOfficer10% Owner· CEO and Chairman
Since Feb 2026
+390.45K
Net shares
Net buyer
$2.5K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
390.45K acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+1.74K
Price / share
$1.44
Trade value
$2.50K
% of position
New position
4/14/2026
0.00→1.74K
Total
Net shares
+1.74K
Net value
$2.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 4/14/2026 | A · Award | +1.74K | $1.44 | $2.50K | New position | 0.00 | 1.74K |
| Total | +1.74K | $2.50K | ||||||
Derivative Transactions2
Convertible Note
Indirect
Converts to
Common stock
40.28K shares
Shares
+40.28K
Strike price
1.435
Held after
40.28K
Exercisable
—
4/14/2026
Convertible Note
Indirect
Converts to
Common stock
348.43K shares
Shares
+348.43K
Strike price
1.435
Held after
348.43K
Exercisable
—
4/14/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Note Indirect | Common stock40.28K shares | 4/14/2026 | A · Award | +40.28K | 1.435 | — | 40.28K |
| Convertible Note Indirect | Common stock348.43K shares | 4/14/2026 | A · Award | +348.43K | 1.435 | — | 348.43K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned720.03K
Common Stock
IndirectShares owned60.73K
Total
720.03K direct·60.73K indirect780.76K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 720.03K | Direct |
| Common Stock | 60.73K | Indirect |
| Total | 780.76K | 720.03K direct·60.73K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported