Filed: 10/11/2023ACC: 0001580642-23-005478
📋 What this filing means
CWM, LLC filed this quarterly 13F‑HR report disclosing 4446 equity positions with a total reported market value of $16.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4446
Positions
$16.32M
Total AUM (reported)
264.12M
Total Shares
Allocation by class
COM$3.39M20.8%
CORE S&P500 ETF$1.37M8.4%
CORE TOTAL USD$895.6K5.5%
MSCI USA QLT FCT$603.6K3.7%
CORE MSCI EAFE$273.0K1.7%
EAFE VALUE ETF$271.7K1.7%
MBS ETF$229.2K1.4%
Portfolio Concentration
Top 3$2.87M17.6%
4–10$1.74M10.6%
11–25$2.58M15.8%
Rest$9.13M56.0%
Top 3 weight
17.6%
Top 10 weight
28.2%
Voting Authority Distribution
Total shares with voting rights: 264.12M
Sole
Full voting authority
3.58M
shares
% of voting shares1.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
260.54M
shares
% of voting shares98.6%
Investment Discretion (by position count)
Sole4446
Shared0
Other0
Dominant voting typeNone · 98.6% of voting shares
Institutional Holdings4446
Rows:
ISHARES TR
SOLEShares3.19M
TypeSH
Market value$1.37M
8.40%
Sole
16.68K
Shared
0.00
None
3.18M
ISHARES TR
SOLEShares20.49M
TypeSH
Market value$895.6K
5.49%
Sole
40.90K
Shared
0.00
None
20.45M
ISHARES TR
SOLEShares4.58M
TypeSH
Market value$603.6K
3.70%
Sole
10.89K
Shared
0.00
None
4.57M
APPLE INC
SOLEShares1.73M
TypeSH
Market value$295.8K
1.81%
Sole
52.57K
Shared
0.00
None
1.68M
ISHARES TR
SOLEShares4.24M
TypeSH
Market value$273.0K
1.67%
Sole
77.77K
Shared
0.00
None
4.16M
ISHARES TR
SOLEShares5.55M
TypeSH
Market value$271.7K
1.67%
Sole
9.21K
Shared
0.00
None
5.54M
ISHARES TR
SOLEShares2.58M
TypeSH
Market value$229.2K
1.40%
Sole
6.16K
Shared
0.00
None
2.57M
SPDR SER TR
SOLEShares4.47M
TypeSH
Market value$224.7K
1.38%
Sole
20.57K
Shared
0.00
None
4.45M
MICROSOFT CORP
SOLEShares701.30K
TypeSH
Market value$221.4K
1.36%
Sole
17.64K
Shared
0.00
None
683.67K
SPDR INDEX SHS FDS
SOLEShares7.11M
TypeSH
Market value$220.5K
1.35%
Sole
2.80K
Shared
0.00
None
7.11M
PIMCO ETF TR
SOLEShares2.17M
TypeSH
Market value$216.9K
1.33%
Sole
547.00
Shared
0.00
None
2.17M
SPDR SER TR
SOLEShares8.82M
TypeSH
Market value$214.6K
1.32%
Sole
0.00
Shared
0.00
None
8.82M
ISHARES TR
SOLEShares2.96M
TypeSH
Market value$214.6K
1.32%
Sole
10.23K
Shared
0.00
None
2.95M
ISHARES TR
SOLEShares4.03M
TypeSH
Market value$204.6K
1.25%
Sole
9K
Shared
0.00
None
4.02M
SPDR SER TR
SOLEShares2.08M
TypeSH
Market value$190.9K
1.17%
Sole
11.40K
Shared
0.00
None
2.07M
PIMCO ETF TR
SOLEShares2.16M
TypeSH
Market value$189.4K
1.16%
Sole
5.13K
Shared
0.00
None
2.15M
INVESCO QQQ TR
SOLEShares479.75K
TypeSH
Market value$171.9K
1.05%
Sole
1.35K
Shared
0.00
None
478.40K
ISHARES TR
SOLEShares2.39M
TypeSH
Market value$163.8K
1.00%
Sole
11.05K
Shared
0.00
None
2.38M
ISHARES INC
SOLEShares3.18M
TypeSH
Market value$151.6K
0.93%
Sole
48.26K
Shared
0.00
None
3.14M
SPDR SER TR
SOLEShares1.52M
TypeSH
Market value$150.7K
0.92%
Sole
665.00
Shared
0.00
None
1.51M
SPDR SER TR
SOLEShares3.55M
TypeSH
Market value$146.6K
0.90%
Sole
11.79K
Shared
0.00
None
3.54M
ISHARES TR
SOLEShares1.04M
TypeSH
Market value$144.9K
0.89%
Sole
1.11K
Shared
0.00
None
1.04M
ISHARES TR
SOLEShares1.54M
TypeSH
Market value$144.4K
0.88%
Sole
1.66K
Shared
0.00
None
1.54M
SPDR S&P 500 ETF TR
SOLEShares442.83K
TypeSH
Market value$136.7K
0.84%
Sole
45.66K
Shared
0.00
None
397.17K
AMAZON COM INC
SOLEShares1.07M
TypeSH
Market value$135.6K
0.83%
Sole
15.01K
Shared
0.00
None
1.05M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 3.19M | SH | $1.37M 8.40% | 16.68K | 0.00 | 3.18M |
ISHARES TRSOLE | CORE TOTAL USD | 20.49M | SH | $895.6K 5.49% | 40.90K | 0.00 | 20.45M |
ISHARES TRSOLE | MSCI USA QLT FCT | 4.58M | SH | $603.6K 3.70% | 10.89K | 0.00 | 4.57M |
APPLE INCSOLE | COM | 1.73M | SH | $295.8K 1.81% | 52.57K | 0.00 | 1.68M |
ISHARES TRSOLE | CORE MSCI EAFE | 4.24M | SH | $273.0K 1.67% | 77.77K | 0.00 | 4.16M |
ISHARES TRSOLE | EAFE VALUE ETF | 5.55M | SH | $271.7K 1.67% | 9.21K | 0.00 | 5.54M |
ISHARES TRSOLE | MBS ETF | 2.58M | SH | $229.2K 1.40% | 6.16K | 0.00 | 2.57M |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 4.47M | SH | $224.7K 1.38% | 20.57K | 0.00 | 4.45M |
MICROSOFT CORPSOLE | COM | 701.30K | SH | $221.4K 1.36% | 17.64K | 0.00 | 683.67K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 7.11M | SH | $220.5K 1.35% | 2.80K | 0.00 | 7.11M |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 2.17M | SH | $216.9K 1.33% | 547.00 | 0.00 | 2.17M |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 8.82M | SH | $214.6K 1.32% | 0.00 | 0.00 | 8.82M |
ISHARES TRSOLE | MSCI USA MIN VOL | 2.96M | SH | $214.6K 1.32% | 10.23K | 0.00 | 2.95M |
ISHARES TRSOLE | TRS FLT RT BD | 4.03M | SH | $204.6K 1.25% | 9K | 0.00 | 4.02M |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 2.08M | SH | $190.9K 1.17% | 11.40K | 0.00 | 2.07M |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 2.16M | SH | $189.4K 1.16% | 5.13K | 0.00 | 2.15M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 479.75K | SH | $171.9K 1.05% | 1.35K | 0.00 | 478.40K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 2.39M | SH | $163.8K 1.00% | 11.05K | 0.00 | 2.38M |
ISHARES INCSOLE | CORE MSCI EMKT | 3.18M | SH | $151.6K 0.93% | 48.26K | 0.00 | 3.14M |
SPDR SER TRSOLE | BLOOMBERG 3-12 M | 1.52M | SH | $150.7K 0.92% | 665.00 | 0.00 | 1.51M |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 3.55M | SH | $146.6K 0.90% | 11.79K | 0.00 | 3.54M |
ISHARES TRSOLE | MSCI USA MMENTM | 1.04M | SH | $144.9K 0.89% | 1.11K | 0.00 | 1.04M |
ISHARES TRSOLE | ESG AWR MSCI USA | 1.54M | SH | $144.4K 0.88% | 1.66K | 0.00 | 1.54M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 442.83K | SH | $136.7K 0.84% | 45.66K | 0.00 | 397.17K |
AMAZON COM INCSOLE | COM | 1.07M | SH | $135.6K 0.83% | 15.01K | 0.00 | 1.05M |
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