CVI HOLDINGS, LLC

Filed: 2/14/2023ACC: 0001728194-23-000006

📋 What this filing means

CVI HOLDINGS, LLC filed this quarterly 13F‑HR report disclosing 614 equity positions with a total reported market value of $784.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

614

Positions

$784.38M

Total AUM (reported)

171.82M

Total Shares

Allocation by class

CLASS A COM$149.27M19.0%

SHS CL A$119.72M15.3%

CLASS A ORD SHS$112.48M14.3%

COM$96.88M12.4%

COM CL A$56.38M7.2%

CL A SHS$43.68M5.6%

CLASS A ORD$43.17M5.5%

Portfolio Concentration

Top 3$86.03M11.0%

4–10$73.71M9.4%

11–25$102.28M13.0%

Rest$522.36M66.6%

Top 3 weight

11.0%

Top 10 weight

20.4%

Voting Authority Distribution

Total shares with voting rights: 170.20M

Sole

Full voting authority

170.20M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other614

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings614

Rows:

IMMUNITYBIO INC

DFND

COM

Shares7.61M

TypeSH

Market value$38.58M

4.92%

Sole

7.61M

Shared

0.00

None

0.00

AMYRIS INC

DFND

COM NEW

Shares18.16M

TypeSH

Market value$27.79M

3.54%

Sole

18.16M

Shared

0.00

None

0.00

FTAC HERA ACQUISITION CORP

DFND

CLASS A ORD SHS

Shares1.94M

TypeSH

Market value$19.66M

2.51%

Sole

1.94M

Shared

0.00

None

0.00

TECH AND ENERGY TRANSITION

DFND

CLASS A COM

Shares1.50M

TypeSH

Market value$15.04M

1.92%

Sole

1.50M

Shared

0.00

None

0.00

PONTEM CORPORATION

DFND

SHS CL A

Shares1.05M

TypeSH

Market value$10.57M

1.35%

Sole

1.05M

Shared

0.00

None

0.00

PINE TECHNOLOGY ACQUISITN CO

DFND

CLASS A COM

Shares999.89K

TypeSH

Market value$10.10M

1.29%

Sole

999.89K

Shared

0.00

None

0.00

AGILE GROWTH CORP

DFND

CLASS A ORD

Shares1M

TypeSH

Market value$10.09M

1.29%

Sole

Shared

0.00

None

0.00

GX ACQUISITION CORP II

DFND

CLASS A COM

Shares1M

TypeSH

Market value$10.02M

1.28%

Sole

Shared

0.00

None

0.00

ARES ACQUISITION CORPORATION

DFND

COM CL A

Shares950.72K

TypeSH

Market value$9.57M

1.22%

Sole

950.72K

Shared

0.00

None

0.00

QUANTUM FINTECH ACQUISTIN CO

DFND

COMMON STOCK

Shares827.15K

TypeSH

Market value$8.31M

1.06%

Sole

827.15K

Shared

0.00

None

0.00

AURORA TECHNOLOGY ACQUISITIO

DFND

CLASS A ORD SHS

Shares783.10K

TypeSH

Market value$8.01M

1.02%

Sole

783.10K

Shared

0.00

None

0.00

WARBURG PINCUS CAPTAL CORP I

DFND

SHS CL A

Shares791.44K

TypeSH

Market value$7.99M

1.02%

Sole

791.44K

Shared

0.00

None

0.00

TPG PACE BENEFICIAL II CORP

DFND

COMMON STOCK

Shares797.98K

TypeSH

Market value$7.84M

1.00%

Sole

797.98K

Shared

0.00

None

0.00

VPC IMPACT ACQUISITION HLDG

DFND

CLASS A ORD

Shares769.50K

TypeSH

Market value$7.78M

0.99%

Sole

769.50K

Shared

0.00

None

0.00

MARLIN TECHNOLOGY CORP

DFND

CL A SHS

Shares724.76K

TypeSH

Market value$7.34M

0.94%

Sole

724.76K

Shared

0.00

None

0.00

AVALON ACQUISITION INC

DFND

CLASS A COM

Shares674.38K

TypeSH

Market value$6.91M

0.88%

Sole

674.38K

Shared

0.00

None

0.00

SUPERNOVA PARTN ACQ CO III L

DFND

SHS CL A

Shares671.68K

TypeSH

Market value$6.77M

0.86%

Sole

671.68K

Shared

0.00

None

0.00

KADEM SUSTAINABLE IMPACT COR

DFND

CLASS A COM

Shares661K

TypeSH

Market value$6.63M

0.85%

Sole

661K

Shared

0.00

None

0.00

FG MERGER CORP

DFND

COMMON STOCK

Shares600K

TypeSH

Market value$6.43M

0.82%

Sole

600K

Shared

0.00

None

0.00

GLOBAL BLOCKCHAIN ACQUI CORP

DFND

COMMON STOCK

Shares625K

TypeSH

Market value$6.32M

0.81%

Sole

625K

Shared

0.00

None

0.00

DIGITAL TRANSFORMATN OPT COR

DFND

CLASS A COM

Shares608.73K

TypeSH

Market value$6.11M

0.78%

Sole

608.73K

Shared

0.00

None

0.00

CORAZON CAPITAL V838 MONOCER

DFND

CLASS A ORD SHS

Shares604.08K

TypeSH

Market value$6.10M

0.78%

Sole

604.08K

Shared

0.00

None

0.00

PERIDOT ACQUISITION CORP II

DFND

SHS CL A

Shares596.70K

TypeSH

Market value$6.02M

0.77%

Sole

596.70K

Shared

0.00

None

0.00

ELLIOTT OPPORTUNITY II CORP

DFND

SHS CL A

Shares596.80K

TypeSH

Market value$6.02M

0.77%

Sole

596.80K

Shared

0.00

None

0.00

BUILD ACQUISITION CORP

DFND

COM CLASS A

Shares600.21K

TypeSH

Market value$6.01M

0.77%

Sole

600.21K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
IMMUNITYBIO INCDFND	COM	7.61M	SH	$38.58M 4.92%	7.61M
AMYRIS INCDFND	COM NEW	18.16M	SH	$27.79M 3.54%	18.16M
FTAC HERA ACQUISITION CORPDFND	CLASS A ORD SHS	1.94M	SH	$19.66M 2.51%	1.94M
TECH AND ENERGY TRANSITIONDFND	CLASS A COM	1.50M	SH	$15.04M 1.92%	1.50M
PONTEM CORPORATIONDFND	SHS CL A	1.05M	SH	$10.57M 1.35%	1.05M
PINE TECHNOLOGY ACQUISITN CODFND	CLASS A COM	999.89K	SH	$10.10M 1.29%	999.89K
AGILE GROWTH CORPDFND	CLASS A ORD	1M	SH	$10.09M 1.29%	1M
GX ACQUISITION CORP IIDFND	CLASS A COM	1M	SH	$10.02M 1.28%	1M
ARES ACQUISITION CORPORATIONDFND	COM CL A	950.72K	SH	$9.57M 1.22%	950.72K
QUANTUM FINTECH ACQUISTIN CODFND	COMMON STOCK	827.15K	SH	$8.31M 1.06%	827.15K
AURORA TECHNOLOGY ACQUISITIODFND	CLASS A ORD SHS	783.10K	SH	$8.01M 1.02%	783.10K
WARBURG PINCUS CAPTAL CORP IDFND	SHS CL A	791.44K	SH	$7.99M 1.02%	791.44K
TPG PACE BENEFICIAL II CORPDFND	COMMON STOCK	797.98K	SH	$7.84M 1.00%	797.98K
VPC IMPACT ACQUISITION HLDGDFND	CLASS A ORD	769.50K	SH	$7.78M 0.99%	769.50K
MARLIN TECHNOLOGY CORPDFND	CL A SHS	724.76K	SH	$7.34M 0.94%	724.76K
AVALON ACQUISITION INCDFND	CLASS A COM	674.38K	SH	$6.91M 0.88%	674.38K
SUPERNOVA PARTN ACQ CO III LDFND	SHS CL A	671.68K	SH	$6.77M 0.86%	671.68K
KADEM SUSTAINABLE IMPACT CORDFND	CLASS A COM	661K	SH	$6.63M 0.85%	661K
FG MERGER CORPDFND	COMMON STOCK	600K	SH	$6.43M 0.82%	600K
GLOBAL BLOCKCHAIN ACQUI CORPDFND	COMMON STOCK	625K	SH	$6.32M 0.81%	625K
DIGITAL TRANSFORMATN OPT CORDFND	CLASS A COM	608.73K	SH	$6.11M 0.78%	608.73K
CORAZON CAPITAL V838 MONOCERDFND	CLASS A ORD SHS	604.08K	SH	$6.10M 0.78%	604.08K
PERIDOT ACQUISITION CORP IIDFND	SHS CL A	596.70K	SH	$6.02M 0.77%	596.70K
ELLIOTT OPPORTUNITY II CORPDFND	SHS CL A	596.80K	SH	$6.02M 0.77%	596.80K
BUILD ACQUISITION CORPDFND	COM CLASS A	600.21K	SH	$6.01M 0.77%	600.21K

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