CUZICK DAMON R.

PrivateCIK: 1705101

Location

WAYZATA, MN

CUZICK DAMON R.

Filed: 9/3/2021ACC: 0000914190-21-000349

InsiderCUZICK DAMON R.CIK 1705101

→

IssuerEVO TRANSPORTATION & ENERGY SERVICES, INC.CIK 728447

Officer· President

Since Feb 2017

+1.32M

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

9

Total transactions

2.64M acquired · 1.32M disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions9

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

1M shares

Shares

+1M

Strike price

2.50

Held after

1M

Exercisable

—

4/12/2018

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

300K shares

Shares

+300K

Strike price

2.50

Held after

300K

Exercisable

—

2/27/2020

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

17.77K shares

Shares

+17.77K

Strike price

2.5

Held after

17.77K

Exercisable

—

12/27/2020

Stock Option (right to buy)

Direct

J · J

Converts to

Common Stock

1M shares

Shares

−1M

Strike price

2.5

Held after

0.00

Exercisable

—

9/1/2021

Stock Option (right to buy)

Direct

J · J

Converts to

Common Stock

1M shares

Shares

+1M

Strike price

1.5

Held after

1M

Exercisable

—

9/1/2021

Stock Option (right to buy)

Direct

J · J

Converts to

Common Stock

300K shares

Shares

−300K

Strike price

2.5

Held after

0.00

Exercisable

—

9/1/2021

Stock Option (right to buy)

Direct

J · J

Converts to

Common Stock

300K shares

Shares

+300K

Strike price

1.5

Held after

300K

Exercisable

—

9/1/2021

Stock Option (right to buy)

Direct

J · J

Converts to

Common Stock

17.77K shares

Shares

−17.77K

Strike price

2.5

Held after

0.00

Exercisable

—

9/1/2021

Stock Option (right to buy)

Direct

J · J

Converts to

Common Stock

17.77K shares

Shares

+17.77K

Strike price

1.5

Held after

17.77K

Exercisable

—

9/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to buy) Direct	Common Stock1M shares	4/12/2018	A · Award	+1M	2.50	—	1M
Stock Option (right to buy) Direct	Common Stock300K shares	2/27/2020	A · Award	+300K	2.50	—	300K
Stock Option (right to buy) Direct	Common Stock17.77K shares	12/27/2020	A · Award	+17.77K	2.5	—	17.77K
Stock Option (right to buy) Direct	Common Stock1M shares	9/1/2021	J · J	−1M	2.5	—	0.00
Stock Option (right to buy) Direct	Common Stock1M shares	9/1/2021	J · J	+1M	1.5	—	1M
Stock Option (right to buy) Direct	Common Stock300K shares	9/1/2021	J · J	−300K	2.5	—	0.00
Stock Option (right to buy) Direct	Common Stock300K shares	9/1/2021	J · J	+300K	1.5	—	300K
Stock Option (right to buy) Direct	Common Stock17.77K shares	9/1/2021	J · J	−17.77K	2.5	—	0.00
Stock Option (right to buy) Direct	Common Stock17.77K shares	9/1/2021	J · J	+17.77K	1.5	—	17.77K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Secured Convertible Promissory Notes

Direct

Underlying security

Common Stock

Underlying shares

840K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

840K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Secured Convertible Promissory Notes Direct	Common Stock		—	—	840K	N/A
Total					840K	0.00

CUZICK DAMON R. — Insider Transaction (Form 4) Filed Sep 3, 2021 | Finecho