CURRY PATRICK J (CEO) reported 1 transaction at EMERGENT CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/29/2021ACC: 0001062993-21-000711
DirectorOfficer10% Owner· CEO
Since Sep 2018
-98.83K
Net shares
Net seller
$24.7K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
98.83K disposed
Non-Derivative Transactions1
Common Stock, par value $0.01 per share
Direct
Shares
−98.83K
Price / share
$0.25
Trade value
$24.71K
% of position
9.9%
1/27/2021
1M→901.17K
Total
Net shares
−98.83K
Net value
-$24.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share Direct | 1/27/2021 | F · Tax Withholding | −98.83K | $0.25 | $24.71K | 9.9% | 1M | 901.17K |
| Total | −98.83K | -$24.71K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock, par value $0.01 per share
IndirectShares owned552.43K
Common Stock, par value $0.01 per share
IndirectShares owned14.44M
Total
15M indirect15M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 per share | 552.43K | Indirect |
| Common Stock, par value $0.01 per share | 14.44M | Indirect |
| Total | 15M | 15M indirect |
Derivative Holdings (Post-Transaction)1
Warrants (right to buy)
IndirectUnderlying security
Common Stock, par value $0.01 per share
Underlying shares
13.57M
Shares owned
13.57M
Exercise price
.20
Expiration
—
Exercise window
—
Total
Underlying
13.57M
Owned
13.57M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants (right to buy) Indirect | Common Stock, par value $0.01 per share | .20 | — | — | 13.57M | 13.57M |
| Total | 13.57M | 13.57M | ||||