Filed: 1/3/2019ACC: 0001437749-19-000205
DirectorOfficer10% Owner· Exec. Chairman, Pres. & CEO
Since Dec 2018
+55K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
55K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Convertible Promissory Note
Direct
Converts to
Common Stock
10K shares
Shares
+35K
Strike price
3.50
Held after
0.00
Exercisable
—
12/31/2018
Warrant (right to buy)
Direct
Converts to
Common Stock
20K shares
Shares
+20K
Strike price
4.50
Held after
20K
Exercisable
—
12/31/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Promissory Note Direct | Common Stock10K shares | 12/31/2018 | P · Purchase | +35K | 3.50 | — | 0.00 |
| Warrant (right to buy) Direct | Common Stock20K shares | 12/31/2018 | P · Purchase | +20K | 4.50 | — | 20K |