CUI XIANGMIN reported 3 transactions at NUVATION BIO INC.

Review the transaction codes below to understand the nature of each event.

CUI XIANGMIN

Filed: 9/5/2024ACC: 0001415889-24-022899

InsiderCUI XIANGMINCIK 1487815

→

IssuerNUVATION BIO INC.CIK 1811063

Director

Since Feb 2026

+19.65M

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

19.84M acquired · 190.04K disposed

Non-Derivative Transactions3

Class A Common Stock

Indirect

C · Conversion

+967.10K

Price / share

—

Trade value

—

% of position

307.9%

9/4/2024

314.11K→1.28M

Class A Common Stock

Indirect

C · Conversion

+5.16M

Price / share

—

Trade value

—

% of position

210.3%

9/4/2024

2.45M→7.61M

Class A Common Stock

Indirect

C · Conversion

+12.88M

Price / share

—

Trade value

—

% of position

307.9%

9/4/2024

4.18M→17.06M

Total

Net shares

+19M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Indirect	9/4/2024	C · Conversion	+967.10K	—	—	307.9%	314.11K	1.28M
Class A Common Stock Indirect	9/4/2024	C · Conversion	+5.16M	—	—	210.3%	2.45M	7.61M
Class A Common Stock Indirect	9/4/2024	C · Conversion	+12.88M	—	—	307.9%	4.18M	17.06M
Total			+19M		$0.00

Derivative Transactions9

Series A Preferred Stock

Indirect

A · Award

Converts to

Class A Common Stock

967.10K shares

+9.67K

Strike price

Held after

9.67K

Exercisable

—

9/3/2024

Series A Preferred Stock

Indirect

A · Award

Converts to

Class A Common Stock

5.16M shares

+51.58K

Strike price

Held after

51.58K

Exercisable

—

9/3/2024

Series A Preferred Stock

Indirect

A · Award

Converts to

Class A Common Stock

12.88M shares

+128.79K

Strike price

Held after

128.79K

Exercisable

—

9/3/2024

Warrants (Right to Buy)

Indirect

A · Award

Converts to

Class A Common Stock

32.88K shares

+32.88K

Strike price

11.50

Held after

32.88K

Exercisable

—

9/3/2024

Warrants (Right to Buy)

Indirect

A · Award

Converts to

Class A Common Stock

175.35K shares

+175.35K

Strike price

11.50

Held after

175.35K

Exercisable

—

9/3/2024

Warrants (Right to Buy)

Indirect

A · Award

Converts to

Class A Common Stock

437.83K shares

+437.83K

Strike price

11.50

Held after

437.83K

Exercisable

—

9/3/2024

Series A Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

967.10K shares

−9.67K

Strike price

Held after

0.00

Exercisable

—

9/4/2024

Series A Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

5.16M shares

−51.58K

Strike price

Held after

0.00

Exercisable

—

9/4/2024

Series A Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

12.88M shares

−128.79K

Strike price

Held after

0.00

Exercisable

—

9/4/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A Preferred Stock Indirect	Class A Common Stock967.10K shares	9/3/2024	A · Award	+9.67K		—	9.67K
Series A Preferred Stock Indirect	Class A Common Stock5.16M shares	9/3/2024	A · Award	+51.58K		—	51.58K
Series A Preferred Stock Indirect	Class A Common Stock12.88M shares	9/3/2024	A · Award	+128.79K		—	128.79K
Warrants (Right to Buy) Indirect	Class A Common Stock32.88K shares	9/3/2024	A · Award	+32.88K	11.50	—	32.88K
Warrants (Right to Buy) Indirect	Class A Common Stock175.35K shares	9/3/2024	A · Award	+175.35K	11.50	—	175.35K
Warrants (Right to Buy) Indirect	Class A Common Stock437.83K shares	9/3/2024	A · Award	+437.83K	11.50	—	437.83K
Series A Preferred Stock Indirect	Class A Common Stock967.10K shares	9/4/2024	C · Conversion	−9.67K		—	0.00
Series A Preferred Stock Indirect	Class A Common Stock5.16M shares	9/4/2024	C · Conversion	−51.58K		—	0.00
Series A Preferred Stock Indirect	Class A Common Stock12.88M shares	9/4/2024	C · Conversion	−128.79K		—	0.00